Our Sponsors

American Century Investments

American Century Investments is a leading global asset manager focused on delivering investment results and building long-term client relationships while supporting research that can improve human health and save lives. Founded in 1958, American Century Investments' 1,300 employees serve financial professionals, institutions, corporations and individual investors from offices in New York; Los Angeles; London; Hong Kong; Frankfurt, Germany; Sydney; Mountain View, Calif.; and Kansas City, Mo. Avantis Investors, backed by American Century Investments, takes common-sense investment principles and incorporates the latest academic research to build investment strategies designed to improve outcomes for investors.

Black Diamond Wealth Platform

The Black Diamond® Wealth Platform is an award winning solution offered by SS&C Advent. With its holistic suite of cloud-based solutions spanning investment management, reporting, a next-gen Rebalancer and a customizable Client Experience portal, Black Diamond enables firms to effectively engage with clients every step of the way. Today over 1,400 advisory firms with over $1 trillion in AUM rely on Black Diamond to help guide their clients on their financial life journey – setting goals, navigating major life events, making important decisions, and celebrating successes.

Carson

Carson Group serves financial advisors and investors through its businesses including Carson Wealth, Carson Group Coaching, and Carson Group Partners. The conglomerate of companies offers coaching and partnership services to advisor firms – and straightforward financial advice to the investing public. Founded in 1983, Carson Wealth has become a Barron’s Hall of Fame firm, serving clients through holistic wealth planning. In 1993, Carson Group Coaching was established, a national advisor coaching and resource program. In 2012, Carson Group Partners was born to simplify the complexity of running an advisory firm by providing marketing, compliance, technology, investment management, and operations.

Direxion

Direxion equips investors who are driven by conviction with ETF solutions built for purpose, and fine-tuned for precision. These solutions are available for a broad spectrum of investors, whether executing short-term tactical trades, investing in macro themes, or building long-term asset allocation strategies. Direxion’s reputation is founded on developing products that precisely express market perspective and allow investors to manage their risk exposure.

Griffin Capital Securities, LLC.

Griffin Capital is a leading alternative investment asset manager headquartered in El Segundo, California with offices in Irvine, California, Phoenix, Arizona, and Greenwich, Connecticut. Founded in 1995, Griffin Capital has owned, managed, sponsored or co-sponsored investment programs encompassing over $17 billion in assets. Griffin Capital’s senior executives and employees have co-invested over $300 million in its sponsored investment verticals. The privately held firm is led by a seasoned team of senior executives each with more than two decades of investment and real estate experience and who collectively have executed over 650 transactions valued in excess of $22 billion.

John Hancock Investments

About John Hancock Investment Management John Hancock has helped individuals and institutions build and protect wealth since 1862. Today, we are one of the strongest and most-recognized financial brands. We serve investors globally through a unique multimanager approach: We search the world to find proven portfolio teams with specialized expertise for every strategy we offer, then we apply robust investment oversight to ensure they continue to meet our uncompromising standards and serve the best interests of our shareholders. Our approach to asset management has led to a diverse set of investments deeply rooted in investor needs, along with strong risk-adjusted returns across asset classes.

Matthews Asia

At Matthews Asia, we believe in the long-term growth of Asia, concentrating our efforts and expertise exclusively within the region. As an independent, privately owned firm, Matthews is the largest dedicated Asia investment specialist in the United States. We have focused on Asia since 1991, investing through a variety of market environments. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Our investment offerings provide a broad range of strategies for building a global portfolio that includes exposure to one of the world’s fastest-growing regions.

Morningstar

Morningstar, Inc. is a leading provider of independent investment research and offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with about $220 billion in assets under advisement and management as of June 30, 2019.

Moxtra Inc

In today’s mobile world, your business needs its’ own app, under your brand, to engage your customers. Your app must entice your customers to do business directly with you, as a one-stop destination. We can provide your business with a 'sticky' business app. If you have an app, we can make it 'sticky' with business interactivity added to it. Moxtra comes from a rich heritage of collaboration tracing back to WebEx: Moxtra's CEO, Subrah Iyar, was the co-founder & CEO of WebEx.

Orion Advisor Solutions LLC

Orion Advisor Solutions offers a personalized financial management continuum, including best-in-class advisor technology and investment solutions to help fiduciary-minded advisors realize their unique vision for success. Through our subsidiary organizations, Orion Advisor Tech, Orion Portfolio Solutions, CLS Investments, and Constellation Trust Company, our clients range from boutique RIAs to enterprise-level firms, all of which use Orion’s innovative and deeply integrated solutions to better serve their clients, win in a crowded marketplace, and build strong, profitable businesses. Learn more at www.orion.com.

Principal Global Investors

Principal Global Investors leads global asset management at Principal®. As a multi-boutique firm, we bring a focused perspective and offer expertise across a host of asset classes: fixed income, equities, real estate, asset allocation, target-date and target-risk, stable value, and other structured investment strategies. At our core, we’re driven by our purpose to help investors and businesses achieve their financial goals. We deliver investment solutions for public and private pension funds, foundations, and endowments, central banks, insurance companies, sub-advisory arrangements, sovereign wealth funds, and individual portfolios.

TD Securities LLC

With over 86,000 employees in offices around the world, TD Bank Group is a Top 10 bank in North America by market capitalization, total assets, and total deposits. We have been recognized as one of the World’s 50 Safest Banks by Global Finance for the past ten years and are one of a few banks globally rated Aa1 by Moody’s2. Our wholesale business, TD Securities, is a designated primary dealer in both the U.S. and Canada offering a full suite of integrated capital markets products and services. TD Securities (USA) LLC operates under the TD Securities brand, and is a member of SIPC and FINRA as a registered broker-dealer based out of New York.

Tortoise

Tortoise invests in essential assets – those assets and services that are indispensable to the economy and society. With a steady wins approach and a long-term perspective, Tortoise strives to make a positive impact on clients and communities. To learn more, please visit www.tortoiseadvisors.com.

TriState Capital Bank

We offer private, commercial and industrial banking, commercial real estate expertise, and treasury management to middle-market businesses and their owners, as well as to clients of family offices and wealth management firms. Our client relationships are built on trust. We don’t over promise. We deliver on commitments. We have no retail branches. Instead, we offer the personal attention and know-how to provide the financial solutions our clients need for their businesses and personal affairs, with the convenience of modern technology our clients expect of a full-service bank.

Vanguard

Since its beginning in 1975, Vanguard has grown to become one of the world’s largest investment management companies, with more than $5.22 trillion in U.S. fund assets as of June 30, 2019. Vanguard provides an extensive array of investment products, including a full range of low-cost ETFs and mutual funds designed to help financial advisors grow and preserve the wealth of their clients. In addition to our many investments and client-focused services, our commitment to financial advisors includes innovative practice management solutions that can help advisors attract and retain clients, build their practices, and enhance their professional development. Connect with Vanguard® at advisors.vanguard.com or 800-997-2798.

WisdomTree

WisdomTree is a global asset manager with a track record of innovation, competitive performance and thought leadership since 2006. Our belief that a fundamentally weighted approach can produce attractive returns with less risk and expense than active management made us a pioneer in factor-based investing. WisdomTree is headquartered in New York and has over 200 employees globally and manages $60 billion across innovative solutions that are designed to meet investors’ needs across asset classes and market cycles.

Alger

Founded in 1964, Alger is widely recognized as a pioneer of growth-style investment management. Headquartered in New York City with affiliate offices in Boston and London, Alger provides U.S. and non-U.S. institutional investors and financial advisors access to a suite of growth equity separate accounts, mutual funds, and privately offered investment vehicles. The firm’s investment philosophy, discovering companies undergoing Positive Dynamic Change, has been in place for over 50 years. Weatherbie Capital, LLC, a Boston-based investment adviser specializing in small and mid-cap growth equity investing is a wholly-owned subsidiary of Alger. For more information, please visit www.alger.com.

Allianz Global Investors

Allianz Global Investors is a leading active asset manager with 601 Billion in assets under management. Active is the most important word in our vocabulary. Active is how we create and share value with clients. We believe in solving not selling and in adding value beyond pure economic gain.

Ave Maria Mutual Funds

Specifically designed for serious long-term investors who are pro-life. A family of 5 no-load mutual funds. Please stop by our booth, visit our website, or give us a call. We would enjoy the opportunity to meet you and learn about your firm.

Black Creek Group

Black Creek Group is an experienced real estate investment management and development firm that has bought or built more than $18 billion of investments throughout its 25-year history. The firm manages diverse investment offerings across the spectrum of commercial real estate – including office, industrial, retail and multifamily – providing a range of investment solutions for both institutional and wealth management channels.

Broadstone Real Estate LLC

Broadstone is a sponsor and manager of continuously offered real estate investment offerings for wealth managers, individuals, and institutions seeking alternatives to the public equity markets. Wealth advisors utilize Broadstone’s funds as asset allocation solutions in client portfolios, and all shares are distributed on a non-commission basis.

Carillon Tower Advisers

Carillon Tower Advisers is a global asset-management company that combines the exceptional insight and agility of individual investment teams with the strength and stability of a full-service firm. We believe providing a lineup of institutional-class portfolio managers — is the best way to help investors seek their long-term financial goals.

CION Investments

CION Investments seeks to redefine the way individual investors can build their portfolios and help meet their long-term investment goals. We strive to level the playing field by building better fund structures with true partnership at the core.

Draft Data

Draft Data is a database of qualified institutional investors across all channels built for investment sales professionals to easily set-up meetings. Draft eliminates prospecting, the time-consuming process of figuring out who to call on. All of Draft’s 2,800 firms use outside managers. Draft is built and updated by Dakota Funds Group, a 19-person institutional fundraising firm that has raised over $24B since 2006 using the same Draft data.

Eaton Vance

Basic asset management is fine for basic investment needs. But when you need a more sophisticated approach, look to Eaton Vance for advanced investment and wealth management solutions.

Envestnet

Envestnet, Inc. (NYSE: ENV) is a leading provider of intelligent systems for wealth management and financial wellness. Envestnet's unified technology enhances advisor productivity and strengthens the wealth management process. Envestnet empowers enterprises and advisors to more fully understand their clients and deliver better outcomes.

ETFMG (ETF Managers Group)

ETFMG is a thematic ETF issuer founded in 2014 with a vision of developing innovative products that provide investors unique exposure to new markets. To date, ETFMG has $3.5B assets under management, 12 funds in market and 75% of our ETFs are first to market products that include direct access to industries such as cannabis, cybersecurity and mobile payments.

Finance of America Reverse

The Retirement Strategies Division of Finance of America Reverse LLC, provides subject matter expertise and education to financial professionals promoting the use of housing wealth to enhance retirement planning. FAR is committed to providing real life illustrations to show how utilizing home equity with a reverse mortgage can be a valuable resource for the homeowners, financial professionals, and the communities they serve.

Franklin Templeton

At Franklin Templeton, we’re dedicated to one goal: delivering better client outcomes. By bringing together multiple, world-class investment teams in a single firm, we’re able to offer specialized expertise across styles and asset classes, all supported by the strength and resources of one of the world’s largest asset managers. This has helped us to become a trusted partner to individual and institutional investors across the globe.

FS Investments

FS Investments started with a vision to bring investors access to alternative sources of income and growth historically available only to large institutions. We helped change that and remain committed to helping people transform their portfolios. Our thoughtfully designed solutions combine differentiated strategies, top institutional managers and investment structures tailored to our investors’ needs. Today we manage a growing suite of funds designed to achieve a variety of financial goals.

Gabelli Funds

Gabelli Funds offers a recognized range of funds managed by experienced investment professionals under the Gabelli, GAMCO, Teton, and Keeley-Teton brands brands. The common threads across our funds include the focus on fundamental research, a consistently applied investment process and our commitment to generating outstanding risk-adjusted returns. Gabelli Funds, LLC, is a wholly owned subsidiary of GAMCO Investors, Inc., a publicly traded company (NYSE: GBL) whose investment management business was founded in 1977. GBL, through its subsidiaries and affiliates, manages open- and closed-end funds, private advisory accounts and investment partnerships offering a comprehensive suite of investment choices for our clients and financial professionals.

Global X

Founded in 2008, Global X is a sponsor of exchange-traded funds (ETFs). We are distinguished by our Thematic Growth, Income, and International Access ETFs.

Greater Horizons

Greater Horizons is a leading provider of charitable giving services, offering client-focused solutions to a wide range of philanthropic clients, including individuals, families, companies and institutions.

Jensen Investment Management

Jensen is a 30+ year old active equity manager with an unwavering commitment to quality. Focused on companies derived from a select universe of companies with a long-term record of persistently high returns on shareholder equity, we seek to provide clients access to the long-term success of our portfolio companies.

JPMorgan Asset Management

At J.P. Morgan Asset Management we have one key goal: to help our clients build stronger portfolios. And for more than 150 years, we’ve been doing just that — for institutions, intermediaries and individuals alike. No matter what your goals, you’ll find insights and investments to help you make better decisions, build stronger portfolios and achieve greater success.

Mairs & Power

Mairs & Power is Minnesota’s oldest investment firm under private ownership/management. The firm manages over $9.6 billion AUM in separately managed accounts and three mutual funds—the Mairs & Power Growth, Balanced, and Small Cap Funds.

PPC LOAN

PPC LOAN is one of the nation’s leading sources of conventional (non-SBA) cash-flow-based financing for Independent Investment Advisors and RIAs. For over 20 years, we have consistently provided the most attractive financing programs for acquisitions, mergers, partnership buy-ins/buy-outs, equity purchases, succession plans, and business debt refinances/consolidations. PPC LOAN serves as a long-term capital partner to advisors. Put our knowledgeable and experienced staff to work for you and experience the difference!

ProShares

ProShares and ProFunds have been at the forefront of the indexing revolution since 1997. ProShares offers one of the largest lineups of ETFs, with more than $33 billion in assets, and leads in dividend growth, interest rate hedged bond and geared ETF strategies. ProShares ETFs provide strategic and tactical opportunities to manage risk and enhance returns. ProFunds’ index-based mutual fund strategies include broad equities, sectors, fixed income, commodities and currencies.

Purshe Kaplan Sterling Investments

Purshe Kaplan Sterling Investments (“PKS”) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The Firm traces its roots to 1993 when it began as a regional brokerage firm.

Select Sector SPDRs

Select Sector SPDRs are unique ETFs that divide the S&P 500 into eleven sector index funds. So now you can customize your investments by picking and weighting these sectors to meet your specific investment goals. Select Sector SPDRs have the diversification of a mutual fund, the focus of a sector fund, and the tradability of a stock.

SmartStop Asset Management

SmartStop Asset Management (“SAM”) is a diversified real estate company focused on student housing and senior housing, and through its affiliates, self storage. Since 2007, SAM and its affiliates have transacted approximately $6.0 billion in real estate deals. SAM also has a track record of providing full-cycle liquidity events, including two separate all-cash mergers resulting in approximately $1.2 Billion returned to shareholders since 2015.

Stansberry Research

Delivering World-Class Financial Research since 1999

Transamerica

Transamerica helps people achieve a lifetime of financial security, serving millions of customers across the United States with asset management; retirement plans; and insurance services. As we all live longer, the connection between our health and wealth is growing. Transamerica is committed to helping Americans see their spending, earning, and saving in a whole new way.

Union Square Capital Partners, LLC

Union Square Capital Partners combines institutional investment strategies and product structure to optimally address marketplace needs. The USQ Core Real Estate Fund is a closed-end interval fund that seeks to provide access to core private equity real estate. The Fund’s investment strategy is designed to provide access to the NFI-ODCE, a $225B real estate index primarily used by pensions and institutions for 40 years.

United Capital, a Goldman Sachs Company

United Capital, a Goldman Sachs company, is a national Financial Life Management firm and a Registered Investment Adviser (RIA) with 100 offices across the country, 695+ employees and over $24B in assets under management. We offer a breakthrough dynamic client experience that goes beyond conventional financial planning and investment management.

VALUE LINE FUNDS

Value Line Funds is a fund family offering a wide range of products since 1950. Advisers and their clients have benefited from a variety of our strategies including focused funds, long-term growth and income generation.

Vivaldi Asset Management

Vivaldi Asset Management LLC is an investment specialist that provides alternative investment solutions for institutions, financial advisors and their clients. We strive to: Protect Investor Capital; Compound Steady Returns; and Minimize Downside Risk. We pride ourselves on our ability to combine rigorous research and risk management processes with disciplined portfolio construction.

Wasatch Global Investors

Wasatch is a research-driven, 100% employee-owned investment advisor, managing a family of no-load mutual funds. As small cap specialists, we pursue a disciplined approach to bottom-up, fundamental analysis to develop a deep understanding of the investment potential of individual companies.

William Blair

William Blair is committed to building enduring relationships with our clients and providing expertise and solutions to meet their evolving needs. We work closely with private and public pension funds, insurance companies, endowments, foundations, sovereign wealth funds, high-net-worth individuals and families, as well as financial advisors. We are 100% active-employee-owned with broad-based ownership. Our investment teams are solely focused on active management and employ disciplined, analytical research processes across a wide range of strategies, including U.S. equity, non-U.S. equity, fixed income, multi-asset, and alternatives.

Aberdeen Standard Investments

Aberdeen Standard Investments is the asset management business of Standard Life Aberdeen plc, one of the world’s largest investment companies. Aberdeen Standard Investments manages $669.1 billion* of assets worldwide. *as of June 30, 2019.

Advisor OS

Advisor OS has a team of nearly 50 professionals located in 7 major cities across the U.S. overseeing nearly $10 billion in assets, we have been able to utilize established solutions with a boutique approach. With customized advisor technology from Fusion Elements and investment solutions by Taiber-Kosmala, Advisor OS truly empowers advisors to succeed.

AdvisorShares

AdvisorShares is the oldest Actively Managed ETF platform providing transparent tax efficient delivery of boutique and best of breed asset manager investment solutions. Its ETF suite covers thematic ideas such as Cannabis (NYSEarca:YOLO) and Vice (NYSEarca:ACT) as well as broad based solutions in fixed income and equity asset classes.

Advyzon

Advyzon is an intuitive, cloud-based platform for investment advisors that provides most, if not all, of the technology needed to run their business: robust client reporting, powerful billing, fully integrated CRM, white label client portal, document management, and business intelligence. All backed by industry leading client service.

AGF Investments Inc.

Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, alternative and high-net-worth businesses.

AllianceBernstein

Every day brings a new set of investment challenges and opportunities. Through our unique combination of expertise, research and global reach, we work tirelessly to anticipate and advance what’s next—applying collective insights to help keep our clients at the forefront of change.

Allworth Financial

Allworth Financial (formerly Hanson McClain Advisors) is an independent wealth management firm that delivers straightforward retirement, tax, investment, and estate planning guidance that helps clients achieve their financial goals. If you are looking to develop a viable succession plan, increase your growth trajectory, or enhance your service offerings, please consider our partner program.

ALPS

ALPS Advisors, a wholly-owned subsidiary of SS&C Technologies, Inc., provides differentiated portfolio exposure utilizing both active and passive investments. We have a deep knowledge of the ETF landscape since 1995 and have partnered with best-in class managers with focused, dedicated investment expertise since 2006. We offer a full suite of investments strategies for Real Assets, Alternatives, Fixed Income, Thematic Investing and Factor-Based products.

AQR Capital Management

To be provided

Ariel Investments

Headquartered in Chicago with offices in New York and Sydney, Ariel Investments offers no-load mutual funds and separate accounts. The firm serves individual investors, financial professionals, defined contribution plans, as well as institutional clients. For more, visit arielinvestments.com.

Artisan Partners

Artisan Partners is a global investment management firm that provides a broad range of high value-added investment strategies in growing asset classes to sophisticated clients around the world. Since 1994, the firm has been committed to attracting experienced, disciplined investment professionals to manage client assets.

Baron Capital

Baron is an asset management firm focused on delivering growth equity investment solutions. Founded in 1982, we have become known for our long-term, fundamental, active approach to growth investing. We were founded as an equity research firm, and research has remained at the core of our business.

Buffalo Funds

The Buffalo Funds is a family of ten actively-managed, no-load mutual funds offered as a variety domestic equity, international equity, and income-generating investment strategies. Located in Mission, Kansas (a suburb of Kansas City), Kornitzer Capital Management, Inc. (KCM) has been the exclusive investment advisor to the Buffalo Funds since inception in 1994. At KCM, we believe that patient investing backed by thoughtful internally-generated security research is the best way to achieve long-term financial rewards. Disciplined investment decisions are made using a unique, time-tested investment approach guided by trend analysis, rigorous fundamental company research, and strict security valuation parameters. Our fund family is characterized by a long-term growth investment strategy and a team-based, idea-sharing management style. “Trends and Patience” is our mantra, and our great strength. Learn more at www.buffalofunds.com.

Cambria Investment Management

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CIM Group

CIM is a community-focused real estate and infrastructure owner, operator, lender, and developer. Our in-house team of experts works together to identify and create value in real assets, seeking to benefit the communities in which we invest.

Citi

Cross Asset Solutions delivers Citi’s institutional capital markets capabilities and services to private wealth and financial intermediaries. Our team provides a comprehensive suite of investment solutions including structured investments, derivatives, funds, rules-based investment strategies, access products and more.

Columbia Threadneedle Investments

Columbia Threadneedle Investments is a leading global asset manager that provides a broad range of investment strategies for individual and institutional clients. Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies

Davis Advisors

Equity specialists since 1969, Davis Advisors offers a time-tested investment discipline through ETFs, mutual funds, variable annuities, separately managed accounts, and offshore funds. We believe stocks represent ownership interests in businesses and therefore rigorously research company fundamentals. We are highly sensitive to valuation, as price is an important component in generating attractive long-term investment results.

Dinsmore Compliance Services

A full service compliance outsourcing firm staffed by experienced professionals. DCS offers services ranging from specific compliance engagements a to a fully outsourced Chief Compliance Officer. DCS is a TD Ameritrade Affinity Services Provider.

Discovery Data

Discovery Data offers a consolidated view of the financial services and insurance industries, including over 2 million professionals, 40,000 firms and 800,000 retirement plans. Our online tools and weekly updates allow you to search, view and export profiles with hundreds of data points to assist your sales, marketing, recruiting and data management efforts.

Docupace

Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the Docupace Platform, the team provides a suite of digital solutions that helps broker-dealers, and RIAs automate client onboarding, document management, advisor transitions, cybersecurity, and other critical workflows while maintaining compliance.

DoubleLine

DoubleLine is an independent, employee-owned money management firm founded in 2009. The firm offers a wide array of investment strategies run by an experienced team of portfolio managers that has worked together for many years, employing active risk management, in-depth research, and innovative product solutions. As of September 30, 2019, DoubleLine had approximately $147 billion in total assets under management across various asset classes.

eMoney Advisor

eMoney provides technology solutions and services that help people talk about money. Rooted in comprehensive financial planning, eMoney’s solutions strengthen client relationships, streamline business operations, enhance business development and drive overall growth. More than 60,000 financial professionals across firms of all sizes use the eMoney platform to serve 4.4 million households throughout the U.S.

Envestnet MoneyGuide

MoneyGuide is the industry’s leading financial planning software platform. Designed for advisors with the client in mind, MoneyGuide’s goal-based technology solutions enhance client relationships with strong financial planning tools. MoneyGuide grows in scale to meet your needs and consists of four dynamic configurations - MoneyGuideOne, MoneyGuidePro®, MoneyGuideElite and MyBlocks.

Fi360

Fi360, a Broadridge Company, helps financial intermediaries use prudent fiduciary practices to profitably gather, grow and protect investors’ assets. Fi360 is the home of the Accredited Investment Fiduciary® (AIF®) designation, the Fiduciary Focus Toolkit™ and the Fi360 Fiduciary Score®.

Financial Advisor IQ

Financial Advisor IQ is a fast-growing advisor resource from the Financial Times. FA-IQ informs, educates, and connects advisors with daily news focusing on practice management and a network of industry content from leading fund firms.

Golsan Scruggs

Golsan Scruggs is an insurance brokerage firm operating throughout the United States specializing in registered investment advisor (RIA), private equity/hedge fund and mutual fund professional liability (E&O) insurance. Golsan Scruggs insures over 1,000 investment management firms nationwide.

Great-West/Protective Life

Great-West/ Protective Life offers a broad portfolio of life insurance and investment products helping people protect their tomorrow so they can embrace today. Throughout our more than 100-year history, we have been a values-driven company.

GuideStone Funds

Bringing together industry-recognized performance and faith-based values, GuideStone Funds® is the nation’s largest Christian-screened mutual fund family.1 We are committed to helping you provide your clients with a broad range of equity, fixed income, real asset and specialty/alternatives fund options — all built on the principles of integrity and excellence. Learn more at GuideStoneFunds.com or call 1-844-GS-FUNDS (1-844-473-8637) to contact your regional wholesaler. 1As of September 30, 2019, GuideStone Funds has $13.8 billion in assets, which makes GuideStone Funds the nation’s largest Christian-screened mutual fund family. No other fund family with a Christian screen exceeds GuideStone Funds in asset size.

Innovative Portfolios

Innovative Portfolios is a strategic resource to help RIAs offer clients innovative investment strategies with the goal of better-balanced, risk-adjusted portfolios. Our option-based investment strategies strive to take somewhat traditional investment portfolios and increase diversification with the potential to enhance incremental income.

Investments & Wealth Institute

Investments & Wealth Institute® is a professional association, education provider, and standards body for financial advisors, investment consultants, and wealth managers. Through our events, continuing education courses, and acclaimed certifications—Certified Investment Management Analyst®, Certified Private Wealth Advisor®, and Retirement Management Advisor® — we deliver rigorous, highly practical education.

Ivy Investments

Ivy InvestmentsSM is a global organization recognized for inventive, actively-managed investing strategies that help investors best meet their long-term goals.

Jackson National

Jackson is a leading provider of retirement products for industry professionals and their clients. The company and its affiliates offer variable, fixed and fixed index annuities designed for tax-efficient growth and distribution of retirement income for retail customers, as well as products for institutional investors.

Janus Henderson Investors

Janus Henderson Investors exists to help clients achieve their long-term financial goals. We provide access to some of the industry's most innovative thinkers, spanning equities, fixed income, multi-asset and alternatives.

Lazard Asset Management

Tracing its history back to 1848, Lazard has long maintained a pre-eminent position in the world's financial marketplace. Lazard Asset Management LLC, an indirect, wholly-owned subsidiary of Lazard Ltd., is known for its global perspective on investing and years of experience with global, regional and domestic portfolios. With more than 340 investment personnel worldwide, we offer investors of all types an array of equity, fixed income, and alternative investment solutions from our network of local offices in sixteen different countries. Our team-based approach to portfolio management helps us to serve clients effectively over time, and strong client relationships allow us to understand how to employ our capabilities to our clients' advantage.

Legg Mason Global Asset Management

The world keeps changing. Client expectations keep evolving. That’s why Legg Mason is uniquely and deliberately diversified. Our nine global asset management teams are among industry leaders with time-tested experience and deep knowledge in their distinct domains. Each independent affiliate operates with investment autonomy to deliver specialized capabilities across a broad spectrum of Equity, Fixed Income, Liquidity and Alternative investments – which include mutual funds, exchange traded funds, college savings plans, variable annuities and separately managed accounts. Through diverse expertise, we offer you a range of solutions, product and vehicle options, and the agility to invest where client preferences are moving.

Litman Gregory

With over 30 years of manager selection and asset allocation experience, Litman Gregory’s core expertise is intensive research. Advisors can access this expertise through Litman Gregory Portfolio Strategies, AdvisorIntelligence, and the Litman Gregory Masters Funds.

Markel

Markel’s Investment Advisor Professional Liability insurance offers E&O Insurance for RIAs and financial planners. Since 1988, it has established a strong reputation as a result of its industry expertise, stable premiums, and excellent claims management services. Markel offers policy customization, risk mitigation strategies, and optional cyber liability coverage.

Natixis Investment Managers

Natixis Investment Managers serves financial professionals with more insightful ways to construct portfolios. Powered by the expertise of more than 20 specialized investment managers globally, we apply Active Thinking® to deliver proactive solutions that help clients pursue better outcomes in all markets.

Neuberger Berman

Founded in 1939, Neuberger Berman is a private, 100% independent, employee-owned investment manager. From offices in 35 cities worldwide, the firm manages a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally. As of September 30, 2019, the firm manages $339 billion in assets.

New York Life Investments

New York Life Investments is comprised of the global asset management businesses of our parent company, New York Life Insurance Company. We offer clients access to specialized investment teams through our family of affiliated boutiques.

Nicholas Funds

Nicholas Funds offers equity mutual funds and separate accounts, while practicing the same defined investment philosophy for over 50 years, seeking high quality growth companies and a lower volatility approach. The Nicholas investment style tends to appeal to investors looking to participate on the upside, with more consistent return and the potential for less downside risk.

Nuveen

Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Nuveen has more than $1 trillion in assets under management as of 30 September 2019 and operations in 23 countries. Its affiliates offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies. For more information, please visit www.nuveen.com.

Oak Street Funding

Oak Street Funding provides capital to financial services professionals- including advisers, CPAs, and insurance agents- as well as franchise restaurant owners. Loans support business growth by providing acquisition, succession, working capital, corporate debt restructure, or transition funding.

Pacific Funds

Pacific Funds is a family of mutual funds designed for growth, income generation, and diversification. Our managers seek to deliver consistent results with downside protection strategies to help shareholders meet their long-term financial goals. We provide value to our clients through high-quality service standards, thought leadership, and product innovation.

Pacific Life Insurance Company

Pacific Life has a wide range of life insurance products, annuities, mutual funds and offers a variety of investment products to individuals, businesses, and pension plans. Pacific Life is part of a mutual holding company structure and is not publicly traded. It is ranked 313th on the 2018 FORTUNE 500® and has $158 billion in assets.

Parnassus Investments

Parnassus Investments pioneered responsible investing in 1984 and is a leading provider of socially responsible equity and fixed income strategies today. We seek attractive risk-adjusted returns for our clients over the long term by investing sustainably for the future using an investment process that fully integrates Principles and Performance®.

Payden & Rygel Investment Management

Payden & Rygel is a $118+ billion independent investment manager founded in 1983, owned and managed only by principals 100% active in the business. We are a global leader in the active management of fixed-income and equities. Advising the world’s leading institutions and investors, we seek strong risk-adjusted performance, high-quality relationships, and no surprises.

PGIM Investments

At PGIM Investments, we help meet the financial needs of investors by offering investment strategies across the global markets. We’re part of PGIM, the global investment management business of Prudential Financial, Inc.—a top-10 investment manager globally1 and a company that individuals and businesses have trusted with their financial future for over 140 years. 1Prudential Financial is the 10th-largest investment manager (out of 526) in terms of global assets under management based on the Pensions & Investments Top Money Managers list published on 5/27/2019. This ranking represents assets managed by Prudential Financial as of 12/31/2018.

PIMCO

With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return approach to fixed income investing. In the 45+ years since, we have continued to bring innovation and expertise to our partnership with clients seeking the best investment solutions. Today we have offices across the globe and 2,500 professionals united by a single purpose: creating opportunities for investors in every environment.

Putnam Investments

Putnam has helped individuals and institutions pursue successful investment strategies for over 80 years. Driven by commitment to our clients, we have practiced an active, research-intensive approach to investing while embracing innovation. Putnam provides investment services across a range of equity, fixed income, absolute return, and alternative strategies.

Redtail Technology

Redtail Technology is a leading provider of web-based Client Relationship Management (CRM), paperless office, compliance-approved text messaging and email archiving solutions in the financial services industry. Easily affordable, easy to implement and offering integration with many of the industry’s most widely used applications, Redtail is committed to providing financial advisors with the core technologies that drive their day-to-day operations.

RNC Genter Capital Management

RNC Genter was established in 1968 as a boutique asset management firm focused on delivering conservative investment management to high-net-worth individuals and institutions. Our core business focus is on the high quality, conservative management of client assets. We build portfolios of high-quality equity and fixed-income investments.

ROBO Global

ROBO Global is an index, advisory, and research company wholly focused on helping investors capture the unique opportunities of fast-growing robotics, artificial intelligence, and healthcare technology companies around the world. ROBO, HTEC, and THNQ are our three indices that provide diversified investment exposure to innovative technologies.

Russell Investments

Russell Investments, a global asset manager, is one of only a few firms that offers actively managed multi-asset portfolios and services which include advice, investments and implementation. Russell Investments stands with institutional investors, financial advisors and individuals working with their advisors—using the firm’s core capabilities that extend across capital market insights, manager research, asset allocation, portfolio implementation and factor exposures to help each achieve their desired investment outcomes. Russell Investments has about $292.7 billion in assets under management (as of 9/30/2019) and works with over 2,500 institutional clients, independent distribution partners and individual investors globally. For more information about how Russell Investments helps to improve financial security for people, visit www.russellinvestments.com or follow @Russell_News.

Salient

Salient offers a suite of strategies focused on real assets, comprised of master limited partnerships (MLPs), real estate, and tactical alternatives. Institutions and investment advisors turn to Salient to build smarter, more efficient portfolios.

Schafer Cullen Capital Management

Schafer Cullen Capital / Cullen Funds is an employee-owned boutique money manager based in NYC with unique disciplined value and dividend capabilities (domestic, international, emerging markets, and option based). The firm was established in 1983 and currently manages approximately $20.9 billion AUA as of 09/30/19.

Segall Bryant & Hamill

Segall Bryant & Hamill (“SBH”) is an independent investment firm based in Chicago, Illinois with offices in Denver, Colorado; St. Louis, Missouri; Philadelphia, Pennsylvania; and Naples, Florida. Since our founding in 1994, we have grown to approximately $20.0 billion in AUM/AUA. SBH is a service-only firm with a client-first approach.

Sierra Mutual Funds & Ocean Park Asset Management

Since 1987 we’ve engineered investment strategies, managed in an absolute return style, for the conservative portions of your clients’ portfolios. Our distinct investment process focuses on risk management and minimizing volatility, combined with a disciplined approach to tactical investment management that has produced a robust track record of satisfying risk-adjusted returns for our clients.

Sit Mutual Funds

Sit Mutual Funds offers mutual funds, collective investment trusts, separately managed accounts and an ETF. The portfolios are managed through our Advisor, Sit Investment Associates, Inc. For more information, contact Conner Murnighan (312-550-5809 fcm@sitinvest.com), Keith McFadyen (630-235-0065 krm@sitinvest.com) or visit www.sitfunds.com.

Stewart Capital Advisors LLC

Stewart Capital Advisors, LLC (SCA) is an SEC registered investment advisory firm specializing in the management of value-styled portfolios. SCA offers separate account management for public funds, corporations, endowments, foundations, and other sub advised accounts. For more information, visit stewartcap.com.

The Options Industry Council

OIC is an industry resource supported by OCC to provide trustworthy education about the benefits and risks of exchange-listed options. Since 1992, OIC has been dedicated to increasing the awareness, knowledge and responsible use of options by individual investors, financial advisors and institutional managers

Thompson IM Funds, Inc.

Thompson Investment Management, Inc. is a registered investment advisory firm that serves high net worth individuals, corporations, foundations, non-profits and company sponsored retirement plans, in addition to managing the Thompson IM Funds, Inc.

Touchstone Investments

Touchstone Investments, a Distinctively Active mutual fund company, provides access to institutional asset managers who are known and respected for their specific area of expertise. Offerings include equity, fixed income, diversified income, multi-asset and alternative investment funds.

Transamerica Annuities

About Transamerica With a history that dates back more than 100 years, Transamerica is recognized as a leading provider of life insurance, retirement, and investment solutions, serving millions of customers throughout the United States. Recognizing the necessity of health and wellness during peak working life, Transamerica’s dedicated professionals work to help people take the steps necessary to live better today so they can worry less about tomorrow.

Tweedy, Browne Company

Tweedy, Browne is a registered-investment advisor whose value method of equity investing derives directly from the work of the late Benjamin Graham, author of Security Analysis (1934) and The Intelligent Investor (1973). Well know for its international and global investing, Tweedy, Browne was established in 1920.

Van Eck

VanEck has a history of looking beyond the financial markets for trends that may create impactful investment opportunities. Since our founding in 1955, putting our clients’ interests first has been at the heart of the firm’s mission. Today, VanEck offers active and passive strategies with compelling exposures supported by well-designed investment processes.

Voya Investment Management

Voya Investment Management (Voya IM) is the asset management business of Voya Financial, a Fortune 500 company with over 6,000 employees seeking to help clients plan, invest and protect their savings. Voya IM manages approximately $224 billion across Fixed Income, Senior Loans, Equities, Multi-Asset Strategies & Solutions, Private Equity, and Real Assets.

Waypoint Real Estate Investments

Waypoint Real Estate Investments is a national real estate investment firm specializing in the rental housing sector. We acquire and develop conventional multifamily, purpose-built student housing, and senior housing properties across the United States.

XY Planning Network

XY Planning Network is the leading organization supporting financial advisors who provide fee-for-service financial planning to Generation X & Generation Y clients. XYPN is a turnkey financial planning platform, providing everything from compliance support to the technology necessary to start, run, and grow (or transition to) a fee-only RIA doing real financial planning for next generation clients, with real independence, and access to a real community of like-minded advisors.

Advanced Regulatory Compliance LLC

ARC is a national full-service investment advisory compliance firm serving the compliance needs of registered investment advisers across the country. Our firm provides practical solutions to complex compliance issues. ARC’s pro-active approach to assisting RIAs with their ongoing compliance needs helps our clients administer their compliance program.

AdvisorStream

AdvisorStream is an industry-leading automated marketing platform that drives client engagement and builds business. Our powerful platform puts advisors and their brand front and centre with content from the world’s most trusted publishers. We help advisors stay top of mind while enhancing their credibility, strengthening relationships and increasing share of wallet.

American Endowment Foundation

American Endowment Foundation (AEF), is the largest independent donor advised funds (DAFs) in the US. We are custodian neutral and allow advisors to manage assets at all levels. We have a team that specializes in illiquid or complex asset gifts.

Ameritas

Ameritas offers fee-based life insurance and annuity products that are transparent, low-cost, commission free, and liquid. Whether you are a B/D IAR, a hybrid advisor or independent RIA, our team of licensed professionals can work with you and your clients to facilitate the purchase of the life insurance or annuity policy.

BOK Financial Advisor Trust Services

Talk with two national leaders in the "Advisor-Friendly" trustee environment, Mike Flinn and Rosemary Hueser. BOK Financial provides advisor-friendly trust solutions allowing financial advisors to deliver comprehensive investment management with the flexibility of holding client trust assets with the preferred custodian. Our Advisor Trust Services are offered through our national bank affiliate, BOKF, NA, which is federally chartered and able to work nationwide.

CFRA

CFRA is one of the world’s largest providers of independent investment research. Through a differentiated methodology blending forensic accounting and fundamental equity research, CFRA empowers sophisticated investment professionals, advisors and risk managers with actionable analysis and proven results.

Copytalk

Copytalk is the premier transcription service specially managed and engineered to meet the financial-service industry’s rigorous standard of accuracy and privacy in the recording of dictated client-meeting notes. All transcriptions are prepared by live, U.S. facilities-based transcriptionists working at locked-down workstations within one of Copytalk’s securely managed facilities. Strict protocols ensure security, privacy, and quality control.

Dalton Education

Dalton Education, a CeriFi company, is a leading provider of innovative education solutions in financial planning. Our programs provide the highest quality CFP® education through premier university partners and the leading CFP® review course in the industry.

Dell Technologies

Dell Technologies (NYSE:DELL) is a unique family of businesses that helps organizations and individuals build their digital future and transform how they work, live and play. The company provides customers with the industry’s broadest and most innovative technology and services portfolio spanning from edge to core to cloud.

Financial Planning Association

​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​The Financial Planning Association® (FPA®) is the principal membership organization for CERTIFIED FINANCIAL PLANNER™ professionals*, educators, financial services providers and students who seek advancement in a growing, dynamic profession. The primary aim of FPA is to elevate the profes​​​sion that transforms lives through the power of financial planning.

Foreside

At Foreside, we pair comprehensive and customized advice with best-in-class technology to help firms in the investment management space continue to innovate, improve, and grow. Foreside’s suite of services and platform-based model automate and simplify compliance and distribution for firms, and are designed to scale as clients grow.

FP Transitions

FP Transitions provides valuation, M&A, succession planning and strategic consulting for financial professionals. The team of experts includes analysts, appraisers, legal professionals and business coaches working together to provide comprehensive, innovative solutions. The firm founded and operates the largest fully-supported market for buying and selling financial practices in the U.S.

Gregory FCA

Gregory FCA is the nations 6th largest financial services-focused PR firm with 29 years of experience. The full-service, strategically integrated firm employs 75 full-time professionals working across the financial spectrum just outside of Philadelphia, PA.

Liftman Insurance

Since 1957, Liftman Insurance has focused exclusively on insurance for the investment industry. Investment advisors, directors, officers, mutual funds, hedge funds and securities broker/dealers all rely on Liftman to obtain broad coverage at competitive rates. We offer Errors & Omissions, Directors & Officers, Cyber Security Liability, ERISA & Fidelity Bonding.

Mobile Assistant, Inc.

Note taking should be simple. Mobile Assistant combines cutting-edge technology with the human touch, to deliver the highest quality, CRM integrated dictation service for client meeting note documentation. Our new built-in Assistant template guide will change the way you think about dictation.

Ndex Systems Inc

Ndex Systems offers a fully integrated and reconciled data aggregation and reporting platform.

NRS

For over 30 years as the nation’s leader in compliance and registration products and services for financial services firms, NRS has helped clients guide their compliance strategy, minimize their risk and lower their costs. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions for our clients.

Olive & Cocoa

Olive & Cocoa® is a catalog and web-based direct marketing company built on the premise that gifts should be a joy to give and receive. Based on this simple notion, every gift in our thoughtfully curated collection focuses on sharing a sentiment and is beautifully presented for an exemplary experience.

ReminderMedia

ReminderMedia is the highest quality client follow-up program for financial service advisors. With a turn-key, easy-to-use interface and proven ROI from our clients, ReminderMedia's personalized approach to financial service marketing works! Stay top of mind and start generating more referrals and repeat business today.

Starkweather and Shepley

About Starkweather & Shepley Insurance Brokerage, Inc. Established in 1879, Starkweather & Shepley is presently the largest independent agency in Rhode Island and the 57th largest Insurance brokerage firm in the U.S. Starkweather & Shepley, held in Trust since 1935, ensures the firm will remain privately-held in perpetuity, providing certainty to clients and associates alike. The firm provides commercial and personal insurance, health and employee benefits, surety bonding and risk management services. These services are provided nationally and internationally, through its partnership with Assurex Global. Headquartered in East Providence, RI, Starkweather has additional branch offices in Bristol, Pawcatuck and Shelton, CT; Westwood, Sturbridge, Sagamore Beach and Martha’s Vineyard, MA: Palm Beach Gardens and Naples, FL; and Virginia Beach, VA.

55ip

Powered by 55ip. Driven by you. 55ip’s investment engine and digital platform empowers advisors to deliver custom investment strategies at scale with advanced investment capabilities and intelligent automation

Act Analytics

Act Analytics is an ESG service provider that uses a technology-driven approach to bring sustainable business practices to modern investing. Our quantitative model generates transparent and granular investment insights across a broad spectrum of ESG factors. We use a dynamic scoring methodology that helps investors perfectly align their values with their portfolios.

Adhesion Wealth

Adhesion Wealth™ enables advisors to easily provide separately managed account (SMA) and unified managed account (UMA) portfolios to investors. The Adhesion Wealth platform empowers advisors with highly scalable, flexible, and customized wealth management solutions designed to enable them to deliver better investor outcomes.

AdvicePay

AdvicePay is the only billing and payment solution designed to streamline billing and payment processes for fee-for-service financial planning. You can invoice and receive payment from your clients knowing that you’re avoiding custody.

Advisor Software, Inc.

Advisor Software's mission is to advance the science of wealth management so financial advisors can focus on the art of advice delivery. ASI’s Digital Advisor Platform empowers today’s leading advisor and wealth management companies. The platform features Client Onboarding, Financial Planning, Proposal Generation, Portfolio Construction, Rebalancing, and Investment Analytics.

AdvisorEngine, Inc.

AdvisorEngine builds powerful and intuitive technology for financial advisors. Our platform gives you the power to scale efficiently, the insight to connect more deeply, and the potential to deliver better results – reinforcing your value to every client every day. www.advisorengine.com

AdvisorPeak

Intuitive trading and rebalancing software. Platform agnostic seamlessly integrating multi-custodial and portfolio management systems. Over a decade developing tax-aware portfolio trading and rebalancing. Intuitive grouping for household rebalancing, tax-efficient trading. Full tax-loss harvesting with fine-tuned security and account restrictions. Affordable including onboarding and customer support.

AdvisoryWorld

For more than 30 years, AdvisoryWorld has delivered high-quality portfolio analytics and investment planning applications and services to the professional financial advisor community. As an innovator within the financial technology marketplace, AdvisoryWorld invests heavily in research and development to maintain its leadership position to benefit more than 40,000 satisfied advisors and business partners.

Agreement Express

Agreement Express is the leading multi-custodian digital client onboarding & transitions platform for wealth firms. Firms can transition advisors and onboard clients seamlessly in a matter of days - reducing inefficiencies and NIGOs, improving time to revenue, and enabling firms to provide exceptional advisor and customer experience.

Andes Wealth Technologies

The first company to combine behavioral finance with analytics to help financial advisors deliver truly personalized services efficiently. It starts with getting to know clients well. Combining with 360° risk visualization, advisors and supervisors can quickly identify at-risk clients with 30x efficiency. It also has the best Risk Tolerance Test on the market.

Anvil

The fastest, most accurate, digital client onboarding and account opening tool for TD Ameritrade custodial accounts. Streamline account opening with our web and mobile-friendly account opening workflow, instantly generate filled out account opening documents, request signatures, and push information directly into your CRM. Eliminate NIGO's and tedious back office tasks.

AssetBook

AssetBook provides robust portfolio accounting software, custom client reporting, and consulting services all at a competitive price. Our world-class support team and smart workflows ensure that you get the most out of your technology.

Asset-Map

At Asset-Map, we live by the idea that a simple approach can be a better way to interact with your clients. Our technology helps you visualize a client’s complete financial inventory on a single page so you can help them see and understand their finances — and as a result, make better decisions about their financial future.

Benjamin

Benjamin is the financial industry’s premier cloud A.I. assistant which automates a myriad of time-consuming and menial yet imperative tasks, providing the advisor more time to foster value-added customer relationships and increase profitability.

Blueleaf

Simplify your practice. Win more clients. Sophisticated automation for wealth management firms for accelerated reporting, billing & invoicing, rebalancing, client engagement, business intelligence, and financial data processing.

BNY Mellon | Albridge

BNY Mellon | Albridge is a leading provider of enterprise data management solutions that delivers a single view of an investor's broad range of assets. Albridge processes this cleansed data and uses it to power a variety of downstream technology solutions, including performance reporting, sales monitoring, data warehousing, business intelligence, imaging and workflow.

Bridge Financial Technology

Bridge Financial Technology is focused on providing automation software to RIAs. Our goal is to help advisors save time by streamlining back office functions, so they can run a more efficient business and build strong client relationships. We specialize in: •automated data management •fee billing & invoicing •client reporting

Capitect

Capitect provides modern technology to streamline the performance reporting, client billing, and portfolio rebalancing processes. Capitect’s reporting is holistic, automated, and mobile-friendly to meet the demands of today’s clients. Going beyond model portfolios, Capitect’s rebalancer enables advisors to deliver personalized portfolios unique to each client.

Chetu Inc

Chetu is a custom software development services provider for finance and investing industries. The company offers skilled developers with immense industry experience that spans the entire finance technology spectrum with solutions including capital planning software, credit bureau portals & underwriting systems. Chetu also offers portfolio and document management modules, CRM platforms, plus digital marketplaces for online platform-based businesses. For more information, visit: http://www.chetu.com/financial-it-services.php

CircleBlack

CircleBlack is a wealth management platform focused on solving key pain points advisors experience. As a data hub, CircleBlack provides features such as aggregation, performance reporting, portfolio analytics, rebalancing, billing, client portal, and integration with CRM, Risk and Planning tools.

Clearnomics

Clearnomics allows financial advisors to create client-friendly market and economic insights with the click of a button. Our software makes it incredibly easy to customize and white-label these insights to address client concerns. RIAs across the country use these tools to enhance client communication and deepen relationships every day.

Covisum

The best financial planning takes a holistic approach. With our proven process, advisors are able to streamline their practices, offer actionable insights and utilize successful marketing tactics. Only Covisum® provides the software, training and awesome support that will help differentiate your practice. We make it easy for you to work with your clients and create a shared vision of the future.

DocuSign

DocuSign helps organizations connect and automate how they prepare, sign, act on, and manage agreements. As part of the DocuSign Agreement Cloud, DocuSign offers eSignature: the worlds #1 way to sign electronically on practically any device, from almost anywhere, at any time. Today, 537,000 customers and hundreds of millions of users in 180 countries use DocuSign.

Emotomy

Emotomy is an end-to-end wealth management platform enabling financial institutions and financial advisors to digitize their operation and provide round-the-clock client service.

FinFolio

The fastest growing portfolio management & trading software that advisors love to use

FIX Flyer

Flyer is a leading provider of trading tools, connectivity, and infrastructure for the wealth management industry. Flyer automates trade lifecycle with Co-Pilot, an order management system, and Flyer Trading Network, a multi-asset trading network. The platform unifies access to major custodians and brokers while providing intelligent GUI and API's.

GeoWealth

GeoWealth’s cloud-based financial technology platform empowers advisors to grow faster and to serve their clients more efficiently. With over 500 advisors and more than 50,000 accounts on its platform today, GeoWealth provides advisors flexible portfolio management, performance reporting, billing and risk profiling. GeoWealth also offers a diversified lineup of turnkey model portfolios.

Hanlon Investment Management

Over 75 financial services firms with more than 600 advisors use the Hanlon Advisory Software all-in-one solution to run their practices. In addition to our all-in-one software, over 125 financial services firms offer the Hanlon Managed Account Platform to their thousands of advisors for them to manage client accounts.

HiddenLevers

Wealth management firms use HiddenLevers to gauge client risk tolerance, stress test portfolios, and build recommendations. With custom proposal generation, advisors can generate branded proposals to compare portfolios. HiddenLevers also provides true business intelligence for C-Suites of financial institutions - monitor risk to assets, clients, revenue, and profitability for the entire firm.

ITEGRIA

ITEGRIA is the Registered Investment Advisor industry's leading virtual desktop provider. Our AdvisorCloud VDI empowers elite RIAs with fast, compliant, and secure access to all data and applications from any location on virtually any device. AdvisorCloud VDI also includes an RIA center Help Desk, regulatory audit documentation/support, and industry specific strategic guidance.

Junxure, Inc.

The CRM that thinks like an advisor - With Junxure you can harness the power of meaningful data, forge deeper client relationships, and scale using smart automation. Visit www.junxure.com to learn more.

Kwanti

Analyze portfolios with confidence, make compelling presentations and win new clients. Kwanti analytics are used daily by hundreds of firms to manage model portfolios, analyze existing client portfolios and create proposals for prospects. Kwanti is a Veo® partner since 2012 and automatically imports accounts positions and transactional data from TD Ameritrade Institutional.

Laser App/iPipeline

iPipeline, the leading provider of cloud-based software solutions for the financial services industry, automates forms processing, simplifies and streamlines business processing, enables enterprise e-Signature and more. Visit us at the Laser App/iPipeline booth.

Laserfiche

Laserfiche is a leading global provider of content services software. With its intuitive document capture, e-forms and workflow solutions, Laserfiche empowers organizations to reduce manual work, improve client services, and meet compliance requirements cost effectively. To learn more about Laserfiche, visit laserfiche.com/wealthmanagement.

Let Bob, LLC

Bob is a platform that allows Independent Advisors to automate their practice with our Smart Funds. Smart funds are powered by Industry Asset Manager Models. All Smart Funds automated trading and allocation.

LifeYield LLC

LifeYield creates software that enables financial advisors and firms to grow their business by showing investors how to improve their financial outcomes through tax-smart, multi-account portfolio coordination, leading up to and through their retirement.

Oranj

Oranj has reimagined financial advisors' technology so they can spend less time managing and more time advising. Oranj simplifies advisor technology without sacrificing sophistication by offering a free end-to-end solution for investment management, rebalancing, trading, online onboarding and a client portal—all with award-winning account aggregation at its core and a dedicated servicing team.

Panoramix for Financial Advisors

Panoramix™ - with its innovative Sapphire Data Engine - provides efficiencies for performance reporting and billing that translate into lower costs and high value for the advisor.

Portfolio Pathway

Portfolio Pathway is a cloud-based wealth management platform, empowering financial advisors, wealth managers and broker dealers for over a decade. This comprehensive platform offers a modern and simplistic user interface for Portfolio Reporting, Fee Billing, Mobile Client Tools and Rebalancing and Trading solutions.

PortfolioWise By Chaikin Analytics

PortfolioWise™ is a cutting-edge platform that empowers advisors to construct and propose ETF-based portfolios. It’s powered by Chaikin Analytics’ award-winning Chaikin Power Gauge ETF rating, which uniquely combines technical and fundamental characteristics of underlying stocks in an ETF.

Portformer by Astrocyte Research

Portformer helps financial advisors identify lower cost and higher quality ETF and mutual fund alternatives for their clients and prospects. Our Portformer Replacement Score helps advisors determine if an investment is 'earning its fees'. We've lowered client fund fees by 30 bps on average and saved advisors hours of research a month.

Redi2 Technologies, Inc

Redi2 BillFin™ is the first cloud-based billing solution for Registered Investment Advisors. Redi2’s solutions process fees for more than 725 financial firms around the globe. Redi2’s product line provides automated fee billing for institutional asset managers, investment sponsors, independent broker-dealers, private wealth managers, RIAs, TAMPs, and other third-party service providers

RIA in a Box LLC

RIA in a Box® provides the leading compliance and cybersecurity solution for investment advisers. We put the client first by delivering innovative software with our MyRIACompliance® plaform and paring it with expert advice. Since 2005 we take pride in partnering with our clients to establish and support the highest quality RIA firms in the country.

RightCapital

RightCapital is a next generation financial planning software that allows advisors to do more planning in less time. A user-friendly interface and interactive, easy to use features help advisors differentiate their value and simplify the financial planning experience. A rigorous and robust calculation engine generates results quickly and accurately, providing confidence and flexibility.

Riskalyze

Riskalyze invented the Risk Number®, which powers the world's first Risk Alignment Platform, empowers advisors to automate client accounts with Autopilot, delivers the first risk-centric 401K experience with Riskalyze Retirement Solutions, & enables enterprises to develop real-time visibility, increase revenue, spot issues and navigate changing fiduciary rules with Compliance Cloud.

RiXtrema

Larkspur-RiXtrema is a fiduciary database and an analytics engine for advisors who work with retirement plans and rollovers. Products such as 401kFiduciaryOptimizer and Larkspur Planisphere provide extensive analytics on qualified plans in the United States. REGBIOptimizer supports the fiduciary process and creates documentation required by the REG Best Interest law.

RobustWealth

RobustWealth was developed by advisors for advisors to minimize back-office headaches. Our connected experience seamlessly integrates an array of features including automated rebalancing, billing/reporting, document vaults, account opening, goal-based investment portfolios, and flexible investment options. Each feature fits into a suite of services that can be completely white-labeled.

Skience

Skience delivers innovative digital strategies and solutions that transform businesses, including an enterprise-class wealth management platform for broker-dealers and RIAs.

SmartRIA

SmartRIA is a software company that strives to be the best in the world at simplifying financial compliance. We believe software should be a partnership, not just a service. that's what I have so far

SMArtX Advisory Solutions

SMArtX Advisory Solutions powers managed account platforms for RIAs, broker/dealers, asset managers, and OCIOs. Our innovative, real-time technology streamlines the investment management process while offering access to over 600 third party asset managers via UMA. SMArtX does all trading intra-day across client accounts and the reduces operational expenses of your business.

SS&C Salentica

CRMs designed by the Wealth & Asset Management market, with a data model that handles the intricacies of the industry. Our “single pane of glass” model unifies client relationship and financial information. Delivering actionable data, empowering better decisions and driving bespoke client services. We leverage financial data and technology to be more human.

StockCalc

StockCalc shows you the fundamental value of 8000 Stocks, 800 ETFs and 150 industries each day. Link your client portfolios through Veo Open access to see the value (not just the price) of your clients holdings.

TE+A Marketing

TE+A Marketing (Trungale Egan) is a full-service marketing firm with 30+ years of experience. Grow your firm with our solutions including: Strategy, Branding, Content Development, Lead Generation, Websites, Social, Email, Videos, Collateral, and CRM Integration. Discounted pricing available to TD Advisors. We're a TD Affinity Platform Partner.

Totum Risk

Totum is the only multi-scoring risk tolerance tool that helps advisors understand how much risk their clients can comfortably take based on their life situation. With Totum, you can easily customize how you engage with your clients and have in-depth discussions about their Risk Preferences, Risk Capacity, and Portfolio Risk.

Trinlogix

Client engagement tools for onboarding, reviews and reporting. Trinlogix makes the client experience, live, fun, engaging and more compliant. Increase your AUM with happy & informed clients.

Wealthbox CRM

Wealthbox® is a leading CRM technology provider to financial advisors, RIA networks, and financial enterprise institutions. Known for its intuitive product design combined with powerful features, Wealthbox is made and operated by Starburst Labs, Inc.

YCharts

YCharts enables smarter investment decisions and improves client communication. Leverage the YCharts platform to 1. Increase Assets Under Management 2. Develop and Communicate Insights (to win new business and delight current clients) and 3. Monitor Markets & Macroeconomic Trends. Visit ycharts.com to learn more and access your free trial.