Our Sponsors

American Century Investments

American Century Investments is a leading global asset manager focused on delivering investment results and building long-term client relationships while supporting research that can improve human health and save lives. Founded in 1958, American Century Investments' 1,300 employees serve financial professionals, institutions, corporations and individual investors from offices in New York; Los Angeles; London; Hong Kong; Frankfurt, Germany; Sydney; Mountain View, Calif.; and Kansas City, Mo. Avantis Investors, backed by American Century Investments, takes common-sense investment principles and incorporates the latest academic research to build investment strategies designed to improve outcomes for investors.

Direxion

Direxion equips investors who are driven by conviction with ETF solutions built for purpose, and fine-tuned for precision. These solutions are available for a broad spectrum of investors, whether executing short-term tactical trades, investing in macro themes, or building long-term asset allocation strategies. Direxion’s reputation is founded on developing products that precisely express market perspective and allow investors to manage their risk exposure.

Morningstar

Morningstar, Inc. is a leading provider of independent investment research and offers an extensive line of products and services for individual investors, financial advisors, asset managers, retirement plan providers and sponsors, and institutional investors in the private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with about $220 billion in assets under advisement and management as of June 30, 2019.

Moxtra Inc

In today’s mobile world, your business needs its’ own app, under your brand, to engage your customers. Your app must entice your customers to do business directly with you, as a one-stop destination. We can provide your business with a 'sticky' business app. If you have an app, we can make it 'sticky' with business interactivity added to it. Moxtra comes from a rich heritage of collaboration tracing back to WebEx: Moxtra's CEO, Subrah Iyar, was the co-founder & CEO of WebEx.

Principal Global Investors

Principal Global Investors leads global asset management at Principal®. As a multi-boutique firm, we bring a focused perspective and offer expertise across a host of asset classes: fixed income, equities, real estate, asset allocation, target-date and target-risk, stable value, and other structured investment strategies. At our core, we’re driven by our purpose to help investors and businesses achieve their financial goals. We deliver investment solutions for public and private pension funds, foundations, and endowments, central banks, insurance companies, sub-advisory arrangements, sovereign wealth funds, and individual portfolios.

TD Securities LLC

With over 86,000 employees in offices around the world, TD Bank Group is a Top 10 bank in North America by market capitalization, total assets, and total deposits. We have been recognized as one of the World’s 50 Safest Banks by Global Finance for the past ten years and are one of a few banks globally rated Aa1 by Moody’s2. Our wholesale business, TD Securities, is a designated primary dealer in both the U.S. and Canada offering a full suite of integrated capital markets products and services. TD Securities (USA) LLC operates under the TD Securities brand, and is a member of SIPC and FINRA as a registered broker-dealer based out of New York.

Alger

Founded in 1964, Alger is widely recognized as a pioneer of growth-style investment management. Headquartered in New York City with affiliate offices in Boston and London, Alger provides U.S. and non-U.S. institutional investors and financial advisors access to a suite of growth equity separate accounts, mutual funds, and privately offered investment vehicles. The firm’s investment philosophy, discovering companies undergoing Positive Dynamic Change, has been in place for over 50 years. Weatherbie Capital, LLC, a Boston-based investment adviser specializing in small and mid-cap growth equity investing is a wholly-owned subsidiary of Alger. For more information, please visit www.alger.com.

Ave Maria Mutual Funds

Specifically designed for serious long-term investors who are pro-life. A family of 5 no-load mutual funds. Please stop by our booth, visit our website, or give us a call. We would enjoy the opportunity to meet you and learn about your firm.

Black Creek Group

Black Creek Group is an experienced real estate investment management and development firm that has bought or built more than $18 billion of investments throughout its 25-year history. The firm manages diverse investment offerings across the spectrum of commercial real estate – including office, industrial, retail and multifamily – providing a range of investment solutions for both institutional and wealth management channels.

Envestnet

Envestnet, Inc. (NYSE: ENV) is a leading provider of intelligent systems for wealth management and financial wellness. Envestnet's unified technology enhances advisor productivity and strengthens the wealth management process. Envestnet empowers enterprises and advisors to more fully understand their clients and deliver better outcomes.

Finance of America Reverse

The Retirement Strategies Division of Finance of America Reverse LLC, provides subject matter expertise and education to financial professionals promoting the use of housing wealth to enhance retirement planning. FAR is committed to providing real life illustrations to show how utilizing home equity with a reverse mortgage can be a valuable resource for the homeowners, financial professionals, and the communities they serve.

Franklin Templeton

At Franklin Templeton, we’re dedicated to one goal: delivering better client outcomes. By bringing together multiple, world-class investment teams in a single firm, we’re able to offer specialized expertise across styles and asset classes, all supported by the strength and resources of one of the world’s largest asset managers. This has helped us to become a trusted partner to individual and institutional investors across the globe.

FS Investments

FS Investments started with a vision to bring investors access to alternative sources of income and growth historically available only to large institutions. We helped change that and remain committed to helping people transform their portfolios. Our thoughtfully designed solutions combine differentiated strategies, top institutional managers and investment structures tailored to our investors’ needs. Today we manage a growing suite of funds designed to achieve a variety of financial goals.

Gabelli Funds

Gabelli Funds offers a recognized range of funds managed by experienced investment professionals under the Gabelli, GAMCO, Teton, and Keeley-Teton brands brands. The common threads across our funds include the focus on fundamental research, a consistently applied investment process and our commitment to generating outstanding risk-adjusted returns. Gabelli Funds, LLC, is a wholly owned subsidiary of GAMCO Investors, Inc., a publicly traded company (NYSE: GBL) whose investment management business was founded in 1977. GBL, through its subsidiaries and affiliates, manages open- and closed-end funds, private advisory accounts and investment partnerships offering a comprehensive suite of investment choices for our clients and financial professionals.

Global X

Founded in 2008, Global X is a sponsor of exchange-traded funds (ETFs). We are distinguished by our Thematic Growth, Income, and International Access ETFs.

Greater Horizons

Greater Horizons is a leading provider of charitable giving services, offering client-focused solutions to a wide range of philanthropic clients, including individuals, families, companies and institutions.

JPMorgan Asset Management

At J.P. Morgan Asset Management we have one key goal: to help our clients build stronger portfolios. And for more than 150 years, we’ve been doing just that — for institutions, intermediaries and individuals alike. No matter what your goals, you’ll find insights and investments to help you make better decisions, build stronger portfolios and achieve greater success.

Mairs & Power

Mairs & Power is Minnesota’s oldest investment firm under private ownership/management. The firm manages over $9.6 billion AUM in separately managed accounts and three mutual funds—the Mairs & Power Growth, Balanced, and Small Cap Funds.

PPC LOAN

PPC LOAN is one of the nation’s leading sources of conventional (non-SBA) cash-flow-based financing for Independent Investment Advisors and RIAs. For over 20 years, we have consistently provided the most attractive financing programs for acquisitions, mergers, partnership buy-ins/buy-outs, equity purchases, succession plans, and business debt refinances/consolidations. PPC LOAN serves as a long-term capital partner to advisors. Put our knowledgeable and experienced staff to work for you and experience the difference!

Purshe Kaplan Sterling Investments

Purshe Kaplan Sterling Investments (“PKS”) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The Firm traces its roots to 1993 when it began as a regional brokerage firm.

Select Sector SPDRs

Select Sector SPDRs are unique ETFs that divide the S&P 500 into eleven sector index funds. So now you can customize your investments by picking and weighting these sectors to meet your specific investment goals. Select Sector SPDRs have the diversification of a mutual fund, the focus of a sector fund, and the tradability of a stock.

Stansberry Research

Delivering World-Class Financial Research since 1999

Transamerica

Transamerica helps people achieve a lifetime of financial security, serving millions of customers across the United States with asset management; retirement plans; and insurance services. As we all live longer, the connection between our health and wealth is growing. Transamerica is committed to helping Americans see their spending, earning, and saving in a whole new way.

Union Square Capital Partners, LLC

Union Square Capital Partners combines institutional investment strategies and product structure to optimally address marketplace needs. The USQ Core Real Estate Fund is a closed-end interval fund that seeks to provide access to core private equity real estate. The Fund’s investment strategy is designed to provide access to the NFI-ODCE, a $225B real estate index primarily used by pensions and institutions for 40 years.

VALUE LINE FUNDS

Value Line Funds is a fund family offering a wide range of products since 1950. Advisers and their clients have benefited from a variety of our strategies including focused funds, long-term growth and income generation.

Aberdeen Standard Investments

Aberdeen Standard Investments is the asset management business of Standard Life Aberdeen plc, one of the world’s largest investment companies. Aberdeen Standard Investments manages $669.1 billion* of assets worldwide. *as of June 30, 2019.

Advyzon

Advyzon is an intuitive, cloud-based platform for investment advisors that provides most, if not all, of the technology needed to run their business: robust client reporting, powerful billing, fully integrated CRM, white label client portal, document management, and business intelligence. All backed by industry leading client service.

AGF Investments Inc.

Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, alternative and high-net-worth businesses.

AllianceBernstein

Every day brings a new set of investment challenges and opportunities. Through our unique combination of expertise, research and global reach, we work tirelessly to anticipate and advance what’s next—applying collective insights to help keep our clients at the forefront of change.

ALPS

ALPS Advisors, a wholly-owned subsidiary of SS&C Technologies, Inc., provides differentiated portfolio exposure utilizing both active and passive investments. We have a deep knowledge of the ETF landscape since 1995 and have partnered with best-in class managers with focused, dedicated investment expertise since 2006. We offer a full suite of investments strategies for Real Assets, Alternatives, Fixed Income, Thematic Investing and Factor-Based products.

AQR Capital Management

To be provided

Ariel Investments

Headquartered in Chicago with offices in New York and Sydney, Ariel Investments offers no-load mutual funds and separate accounts. The firm serves individual investors, financial professionals, defined contribution plans, as well as institutional clients. For more, visit arielinvestments.com.

Artisan Partners

Artisan Partners is a global investment management firm that provides a broad range of high value-added investment strategies in growing asset classes to sophisticated clients around the world. Since 1994, the firm has been committed to attracting experienced, disciplined investment professionals to manage client assets.

Baron Capital

Baron is an asset management firm focused on delivering growth equity investment solutions. Founded in 1982, we have become known for our long-term, fundamental, active approach to growth investing. We were founded as an equity research firm, and research has remained at the core of our business.

Buffalo Funds

The Buffalo Funds is a family of ten actively-managed, no-load mutual funds offered as a variety domestic equity, international equity, and income-generating investment strategies. Located in Mission, Kansas (a suburb of Kansas City), Kornitzer Capital Management, Inc. (KCM) has been the exclusive investment advisor to the Buffalo Funds since inception in 1994. At KCM, we believe that patient investing backed by thoughtful internally-generated security research is the best way to achieve long-term financial rewards. Disciplined investment decisions are made using a unique, time-tested investment approach guided by trend analysis, rigorous fundamental company research, and strict security valuation parameters. Our fund family is characterized by a long-term growth investment strategy and a team-based, idea-sharing management style. “Trends and Patience” is our mantra, and our great strength. Learn more at www.buffalofunds.com.

Columbia Threadneedle Investments

Columbia Threadneedle Investments is a leading global asset manager that provides a broad range of investment strategies for individual and institutional clients. Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies

Davis Advisors

Equity specialists since 1969, Davis Advisors offers a time-tested investment discipline through ETFs, mutual funds, variable annuities, separately managed accounts, and offshore funds. We believe stocks represent ownership interests in businesses and therefore rigorously research company fundamentals. We are highly sensitive to valuation, as price is an important component in generating attractive long-term investment results.

Dinsmore Compliance Services

A full service compliance outsourcing firm staffed by experienced professionals. DCS offers services ranging from specific compliance engagements a to a fully outsourced Chief Compliance Officer. DCS is a TD Ameritrade Affinity Services Provider.

DoubleLine

DoubleLine is an independent, employee-owned money management firm founded in 2009. The firm offers a wide array of investment strategies run by an experienced team of portfolio managers that has worked together for many years, employing active risk management, in-depth research, and innovative product solutions. As of September 30, 2019, DoubleLine had approximately $147 billion in total assets under management across various asset classes.

eMoney Advisor

eMoney provides technology solutions and services that help people talk about money. Rooted in comprehensive financial planning, eMoney’s solutions strengthen client relationships, streamline business operations, enhance business development and drive overall growth. More than 60,000 financial professionals across firms of all sizes use the eMoney platform to serve 4.4 million households throughout the U.S.

Financial Advisor IQ

Financial Advisor IQ is a fast-growing advisor resource from the Financial Times. FA-IQ informs, educates, and connects advisors with daily news focusing on practice management and a network of industry content from leading fund firms.

Harbor Capital Advisors, Inc.

Harbor offers a diverse family of cost-aware investment solutions managed by institutional-caliber firms. We find talented investment teams to manage portfolios, and apply a rigorous fiduciary oversight program to monitor their performance and investment decisions. As of September 30, 2019, Harbor Funds has combined net assets of approximately $45 billion.

Investments & Wealth Institute

Investments & Wealth Institute® is a professional association, education provider, and standards body for financial advisors, investment consultants, and wealth managers. Through our events, continuing education courses, and acclaimed certifications—Certified Investment Management Analyst®, Certified Private Wealth Advisor®, and Retirement Management Advisor® — we deliver rigorous, highly practical education.

Ivy Investments

Ivy InvestmentsSM is a global organization recognized for inventive, actively-managed investing strategies that help investors best meet their long-term goals.

Jackson National

Jackson is a leading provider of retirement products for industry professionals and their clients. The company and its affiliates offer variable, fixed and fixed index annuities designed for tax-efficient growth and distribution of retirement income for retail customers, as well as products for institutional investors.

Janus Henderson Investors

Janus Henderson Investors exists to help clients achieve their long-term financial goals. We provide access to some of the industry's most innovative thinkers, spanning equities, fixed income, multi-asset and alternatives.

Jensen Investment Management

Jensen is a 30+ year old active equity manager with an unwavering commitment to quality. Focused on companies derived from a select universe of companies with a long-term record of persistently high returns on shareholder equity, we seek to provide clients access to the long-term success of our portfolio companies.

Lazard Asset Management

Tracing its history back to 1848, Lazard has long maintained a pre-eminent position in the world's financial marketplace. Lazard Asset Management LLC, an indirect, wholly-owned subsidiary of Lazard Ltd., is known for its global perspective on investing and years of experience with global, regional and domestic portfolios. With more than 340 investment personnel worldwide, we offer investors of all types an array of equity, fixed income, and alternative investment solutions from our network of local offices in sixteen different countries. Our team-based approach to portfolio management helps us to serve clients effectively over time, and strong client relationships allow us to understand how to employ our capabilities to our clients' advantage.

Litman Gregory

With over 30 years of manager selection and asset allocation experience, Litman Gregory’s core expertise is intensive research. Advisors can access this expertise through Litman Gregory Portfolio Strategies, AdvisorIntelligence, and the Litman Gregory Masters Funds.

Markel

Markel’s Investment Advisor Professional Liability insurance offers E&O Insurance for RIAs and financial planners. Since 1988, it has established a strong reputation as a result of its industry expertise, stable premiums, and excellent claims management services. Markel offers policy customization, risk mitigation strategies, and optional cyber liability coverage.

Natixis Investment Managers

Natixis Investment Managers serves financial professionals with more insightful ways to construct portfolios. Powered by the expertise of more than 20 specialized investment managers globally, we apply Active Thinking® to deliver proactive solutions that help clients pursue better outcomes in all markets.

Neuberger Berman

Founded in 1939, Neuberger Berman is a private, 100% independent, employee-owned investment manager. From offices in 35 cities worldwide, the firm manages a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally. As of September 30, 2019, the firm manages $339 billion in assets.

Nicholas Funds

Nicholas Funds offers equity mutual funds and separate accounts, while practicing the same defined investment philosophy for over 50 years, seeking high quality growth companies and a lower volatility approach. The Nicholas investment style tends to appeal to investors looking to participate on the upside, with more consistent return and the potential for less downside risk.

Nuveen

Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Nuveen has more than $1 trillion in assets under management as of 30 September 2019 and operations in 23 countries. Its affiliates offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies. For more information, please visit www.nuveen.com.

Oak Street Funding

Oak Street Funding provides capital to financial services professionals- including advisers, CPAs, and insurance agents- as well as franchise restaurant owners. Loans support business growth by providing acquisition, succession, working capital, corporate debt restructure, or transition funding.

Pacific Funds

Pacific Funds is a family of mutual funds designed for growth, income generation, and diversification. Our managers seek to deliver consistent results with downside protection strategies to help shareholders meet their long-term financial goals. We provide value to our clients through high-quality service standards, thought leadership, and product innovation.

Parnassus Investments

Parnassus Investments pioneered responsible investing in 1984 and is a leading provider of socially responsible equity and fixed income strategies today. We seek attractive risk-adjusted returns for our clients over the long term by investing sustainably for the future using an investment process that fully integrates Principles and Performance®.

Payden & Rygel Investment Management

Payden & Rygel is a $118+ billion independent investment manager founded in 1983, owned and managed only by principals 100% active in the business. We are a global leader in the active management of fixed-income and equities. Advising the world’s leading institutions and investors, we seek strong risk-adjusted performance, high-quality relationships, and no surprises.

PGIM Investments

At PGIM Investments, we help meet the financial needs of investors by offering investment strategies across the global markets. We’re part of PGIM, the global investment management business of Prudential Financial, Inc.—a top-10 investment manager globally1 and a company that individuals and businesses have trusted with their financial future for over 140 years. 1Prudential Financial is the 10th-largest investment manager (out of 526) in terms of global assets under management based on the Pensions & Investments Top Money Managers list published on 5/27/2019. This ranking represents assets managed by Prudential Financial as of 12/31/2018.

PIMCO

With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return approach to fixed income investing. In the 45+ years since, we have continued to bring innovation and expertise to our partnership with clients seeking the best investment solutions. Today we have offices across the globe and 2,500 professionals united by a single purpose: creating opportunities for investors in every environment.

Redtail Technology

Redtail Technology is a leading provider of web-based Client Relationship Management (CRM), paperless office, compliance-approved text messaging and email archiving solutions in the financial services industry. Easily affordable, easy to implement and offering integration with many of the industry’s most widely used applications, Redtail is committed to providing financial advisors with the core technologies that drive their day-to-day operations.

RNC Genter Capital Management

RNC Genter was established in 1968 as a boutique asset management firm focused on delivering conservative investment management to high-net-worth individuals and institutions. Our core business focus is on the high quality, conservative management of client assets. We build portfolios of high-quality equity and fixed-income investments.

Salient

Salient offers a suite of strategies focused on real assets, comprised of master limited partnerships (MLPs), real estate, and tactical alternatives. Institutions and investment advisors turn to Salient to build smarter, more efficient portfolios.

Schafer Cullen Capital Management

Schafer Cullen Capital / Cullen Funds is an employee-owned boutique money manager based in NYC with unique disciplined value and dividend capabilities (domestic, international, emerging markets, and option based). The firm was established in 1983 and currently manages approximately $20.9 billion AUA as of 09/30/19.

Segall Bryant & Hamill

Segall Bryant & Hamill (“SBH”) is an independent investment firm based in Chicago, Illinois with offices in Denver, Colorado; St. Louis, Missouri; Philadelphia, Pennsylvania; and Naples, Florida. Since our founding in 1994, we have grown to approximately $20.0 billion in AUM/AUA. SBH is a service-only firm with a client-first approach.

Sierra Mutual Funds & Ocean Park Asset Management

Since 1987 we’ve engineered investment strategies, managed in an absolute return style, for the conservative portions of your clients’ portfolios. Our distinct investment process focuses on risk management and minimizing volatility, combined with a disciplined approach to tactical investment management that has produced a robust track record of satisfying risk-adjusted returns for our clients.

Sit Mutual Funds

Sit Mutual Funds offers mutual funds, collective investment trusts, separately managed accounts and an ETF. The portfolios are managed through our Advisor, Sit Investment Associates, Inc. For more information, contact Conner Murnighan (312-550-5809 fcm@sitinvest.com), Keith McFadyen (630-235-0065 krm@sitinvest.com) or visit www.sitfunds.com.

Stewart Capital Advisors LLC

Stewart Capital Advisors, LLC (SCA) is an SEC registered investment advisory firm specializing in the management of value-styled portfolios. SCA offers separate account management for public funds, corporations, endowments, foundations, and other sub advised accounts. For more information, visit stewartcap.com.

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Thompson IM Funds, Inc.

Thompson Investment Management, Inc. is a registered investment advisory firm that serves high net worth individuals, corporations, foundations, non-profits and company sponsored retirement plans, in addition to managing the Thompson IM Funds, Inc.

Touchstone Investments

Touchstone Investments, a Distinctively Active mutual fund company, provides access to institutional asset managers who are known and respected for their specific area of expertise. Offerings include equity, fixed income, diversified income, multi-asset and alternative investment funds.

Tweedy, Browne Company

Tweedy, Browne is a registered-investment advisor whose value method of equity investing derives directly from the work of the late Benjamin Graham, author of Security Analysis (1934) and The Intelligent Investor (1973). Well know for its international and global investing, Tweedy, Browne was established in 1920.

United Capital, a Goldman Sachs Company

United Capital, a Goldman Sachs company, is a national Financial Life Management firm and a Registered Investment Adviser (RIA) with 100 offices across the country, 695+ employees and over $24B in assets under management. We offer a breakthrough dynamic client experience that goes beyond conventional financial planning and investment management.

Van Eck

VanEck has a history of looking beyond the financial markets for trends that may create impactful investment opportunities. Since our founding in 1955, putting our clients’ interests first has been at the heart of the firm’s mission. Today, VanEck offers active and passive strategies with compelling exposures supported by well-designed investment processes.

Wasatch Global Investors

Wasatch is a research-driven, 100% employee-owned investment advisor, managing a family of no-load mutual funds. As small cap specialists, we pursue a disciplined approach to bottom-up, fundamental analysis to develop a deep understanding of the investment potential of individual companies.

Advanced Regulatory Compliance LLC

ARC is a national full-service investment advisory compliance firm serving the compliance needs of registered investment advisers across the country. Our firm provides practical solutions to complex compliance issues. ARC’s pro-active approach to assisting RIAs with their ongoing compliance needs helps our clients administer their compliance program.

AdvisorStream

AdvisorStream is an industry-leading automated marketing platform that drives client engagement and builds business. Our powerful platform puts advisors and their brand front and centre with content from the world’s most trusted publishers. We help advisors stay top of mind while enhancing their credibility, strengthening relationships and increasing share of wallet.

American Endowment Foundation

American Endowment Foundation (AEF), is the largest independent donor advised funds (DAFs) in the US. We are custodian neutral and allow advisors to manage assets at all levels. We have a team that specializes in illiquid or complex asset gifts.

Ameritas

Ameritas offers fee-based life insurance and annuity products that are transparent, low-cost, commission free, and liquid. Whether you are a B/D IAR, a hybrid advisor or independent RIA, our team of licensed professionals can work with you and your clients to facilitate the purchase of the life insurance or annuity policy.

BOK Financial Advisor Trust Services

Talk with two national leaders in the "Advisor-Friendly" trustee environment, Mike Flinn and Rosemary Hueser. BOK Financial provides advisor-friendly trust solutions allowing financial advisors to deliver comprehensive investment management with the flexibility of holding client trust assets with the preferred custodian. Our Advisor Trust Services are offered through our national bank affiliate, BOKF, NA, which is federally chartered and able to work nationwide.

Copytalk

Copytalk is the premier transcription service specially managed and engineered to meet the financial-service industry’s rigorous standard of accuracy and privacy in the recording of dictated client-meeting notes. All transcriptions are prepared by live, U.S. facilities-based transcriptionists working at locked-down workstations within one of Copytalk’s securely managed facilities. Strict protocols ensure security, privacy, and quality control.

Dalton Education

Dalton Education, a CeriFi company, is a leading provider of innovative education solutions in financial planning. Our programs provide the highest quality CFP® education through premier university partners and the leading CFP® review course in the industry.

FP Transitions

FP Transitions provides valuation, M&A, succession planning and strategic consulting for financial professionals. The team of experts includes analysts, appraisers, legal professionals and business coaches working together to provide comprehensive, innovative solutions. The firm founded and operates the largest fully-supported market for buying and selling financial practices in the U.S.

Gregory FCA

Gregory FCA is the nations 6th largest financial services-focused PR firm with 29 years of experience. The full-service, strategically integrated firm employs 75 full-time professionals working across the financial spectrum just outside of Philadelphia, PA.

Liftman Insurance

Since 1957, Liftman Insurance has focused exclusively on insurance for the investment industry. Investment advisors, directors, officers, mutual funds, hedge funds and securities broker/dealers all rely on Liftman to obtain broad coverage at competitive rates. We offer Errors & Omissions, Directors & Officers, Cyber Security Liability, ERISA & Fidelity Bonding.

Mobile Assistant, Inc.

Note taking should be simple. Mobile Assistant combines cutting-edge technology with the human touch, to deliver the highest quality, CRM integrated dictation service for client meeting note documentation. Our new built-in Assistant template guide will change the way you think about dictation.

Ndex Systems Inc

Ndex Systems offers a fully integrated and reconciled data aggregation and reporting platform.

NRS

For over 30 years as the nation’s leader in compliance and registration products and services for financial services firms, NRS has helped clients guide their compliance strategy, minimize their risk and lower their costs. We utilize three synergistic product lines in technology, education and consulting to create customized compliance solutions for our clients.

Olive & Cocoa

Olive & Cocoa® is a catalog and web-based direct marketing company built on the premise that gifts should be a joy to give and receive. Based on this simple notion, every gift in our thoughtfully curated collection focuses on sharing a sentiment and is beautifully presented for an exemplary experience.

ReminderMedia

ReminderMedia is the highest quality client follow-up program for financial service advisors. With a turn-key, easy-to-use interface and proven ROI from our clients, ReminderMedia's personalized approach to financial service marketing works! Stay top of mind and start generating more referrals and repeat business today.

AdvicePay

AdvicePay is the only billing and payment solution designed to streamline billing and payment processes for fee-for-service financial planning. You can invoice and receive payment from your clients knowing that you’re avoiding custody.

AdvisorEngine, Inc.

AdvisorEngine builds powerful and intuitive technology for financial advisors. Our platform gives you the power to scale efficiently, the insight to connect more deeply, and the potential to deliver better results – reinforcing your value to every client every day. www.advisorengine.com

AdvisorPeak

Intuitive trading and rebalancing software. Platform agnostic seamlessly integrating multi-custodial and portfolio management systems. Over a decade developing tax-aware portfolio trading and rebalancing. Intuitive grouping for household rebalancing, tax-efficient trading. Full tax-loss harvesting with fine-tuned security and account restrictions. Affordable including onboarding and customer support.

AdvisoryWorld

For more than 30 years, AdvisoryWorld has delivered high-quality portfolio analytics and investment planning applications and services to the professional financial advisor community. As an innovator within the financial technology marketplace, AdvisoryWorld invests heavily in research and development to maintain its leadership position to benefit more than 40,000 satisfied advisors and business partners.

Andes Wealth Technologies

The first company to combine behavioral finance with analytics to help financial advisors deliver truly personalized services efficiently. It starts with getting to know clients well. Combining with 360° risk visualization, advisors and supervisors can quickly identify at-risk clients with 30x efficiency. It also has the best Risk Tolerance Test on the market.

Anvil

The fastest, most accurate, digital client onboarding and account opening tool for TD Ameritrade custodial accounts. Streamline account opening with our web and mobile-friendly account opening workflow, instantly generate filled out account opening documents, request signatures, and push information directly into your CRM. Eliminate NIGO's and tedious back office tasks.

Asset-Map

At Asset-Map, we live by the idea that a simple approach can be a better way to interact with your clients. Our technology helps you visualize a client’s complete financial inventory on a single page so you can help them see and understand their finances — and as a result, make better decisions about their financial future.

Benjamin

Benjamin is the financial industry’s premier cloud A.I. assistant which automates a myriad of time-consuming and menial yet imperative tasks, providing the advisor more time to foster value-added customer relationships and increase profitability.

BNY Mellon | Albridge

BNY Mellon | Albridge is a leading provider of enterprise data management solutions that delivers a single view of an investor's broad range of assets. Albridge processes this cleansed data and uses it to power a variety of downstream technology solutions, including performance reporting, sales monitoring, data warehousing, business intelligence, imaging and workflow.

Bridge Financial Technology

Bridge Financial Technology is focused on providing automation software to RIAs. Our goal is to help advisors save time by streamlining back office functions, so they can run a more efficient business and build strong client relationships. We specialize in: •automated data management •fee billing & invoicing •client reporting

CircleBlack

CircleBlack is a wealth management platform focused on solving key pain points advisors experience. As a data hub, CircleBlack provides features such as aggregation, performance reporting, portfolio analytics, rebalancing, billing, client portal, and integration with CRM, Risk and Planning tools.

FinFolio

The fastest growing portfolio management & trading software that advisors love to use

FIX Flyer

Flyer is a leading provider of trading tools, connectivity, and infrastructure for the wealth management industry. Flyer automates trade lifecycle with Co-Pilot, an order management system, and Flyer Trading Network, a multi-asset trading network. The platform unifies access to major custodians and brokers while providing intelligent GUI and API's.

GeoWealth

GeoWealth’s cloud-based financial technology platform empowers advisors to grow faster and to serve their clients more efficiently. With over 500 advisors and more than 50,000 accounts on its platform today, GeoWealth provides advisors flexible portfolio management, performance reporting, billing and risk profiling. GeoWealth also offers a diversified lineup of turnkey model portfolios.

Hanlon Investment Management

Over 75 financial services firms with more than 600 advisors use the Hanlon Advisory Software all-in-one solution to run their practices. In addition to our all-in-one software, over 125 financial services firms offer the Hanlon Managed Account Platform to their thousands of advisors for them to manage client accounts.

Junxure, Inc.

The CRM that thinks like an advisor - With Junxure you can harness the power of meaningful data, forge deeper client relationships, and scale using smart automation. Visit www.junxure.com to learn more.

Kwanti

Analyze portfolios with confidence, make compelling presentations and win new clients. Kwanti analytics are used daily by hundreds of firms to manage model portfolios, analyze existing client portfolios and create proposals for prospects. Kwanti is a Veo® partner since 2012 and automatically imports accounts positions and transactional data from TD Ameritrade Institutional.

Laser App/iPipeline

iPipeline, the leading provider of cloud-based software solutions for the financial services industry, automates forms processing, simplifies and streamlines business processing, enables enterprise e-Signature and more. Visit us at the Laser App/iPipeline booth.

Laserfiche

Laserfiche is a leading global provider of content services software. With its intuitive document capture, e-forms and workflow solutions, Laserfiche empowers organizations to reduce manual work, improve client services, and meet compliance requirements cost effectively. To learn more about Laserfiche, visit laserfiche.com/wealthmanagement.

Oranj

Oranj has reimagined financial advisors' technology so they can spend less time managing and more time advising. Oranj simplifies advisor technology without sacrificing sophistication by offering a free end-to-end solution for investment management, rebalancing, trading, online onboarding and a client portal—all with award-winning account aggregation at its core and a dedicated servicing team.

Panoramix for Financial Advisors

Panoramix™ - with its innovative Sapphire Data Engine - provides efficiencies for performance reporting and billing that translate into lower costs and high value for the advisor.

PortfolioWise By Chaikin Analytics

PortfolioWise™ is a cutting-edge platform that empowers advisors to construct and propose ETF-based portfolios. It’s powered by Chaikin Analytics’ award-winning Chaikin Power Gauge ETF rating, which uniquely combines technical and fundamental characteristics of underlying stocks in an ETF.

Redi2 Technologies, Inc

Redi2 BillFin™ is the first cloud-based billing solution for Registered Investment Advisors. Redi2’s solutions process fees for more than 725 financial firms around the globe. Redi2’s product line provides automated fee billing for institutional asset managers, investment sponsors, independent broker-dealers, private wealth managers, RIAs, TAMPs, and other third-party service providers

RIA in a Box LLC

RIA in a Box® provides the leading compliance and cybersecurity solution for investment advisers. We put the client first by delivering innovative software with our MyRIACompliance® plaform and paring it with expert advice. Since 2005 we take pride in partnering with our clients to establish and support the highest quality RIA firms in the country.

RightCapital

RightCapital is a next generation financial planning software that allows advisors to do more planning in less time. A user-friendly interface and interactive, easy to use features help advisors differentiate their value and simplify the financial planning experience. A rigorous and robust calculation engine generates results quickly and accurately, providing confidence and flexibility.

RobustWealth

RobustWealth was developed by advisors for advisors to minimize back-office headaches. Our connected experience seamlessly integrates an array of features including automated rebalancing, billing/reporting, document vaults, account opening, goal-based investment portfolios, and flexible investment options. Each feature fits into a suite of services that can be completely white-labeled.

SMArtX Advisory Solutions

SMArtX Advisory Solutions powers managed account platforms for RIAs, broker/dealers, asset managers, and OCIOs. Our innovative, real-time technology streamlines the investment management process while offering access to over 600 third party asset managers via UMA. SMArtX does all trading intra-day across client accounts and the reduces operational expenses of your business.

TE+A Marketing

TE+A Marketing (Trungale Egan) is a full-service marketing firm with 30+ years of experience. Grow your firm with our solutions including: Strategy, Branding, Content Development, Lead Generation, Websites, Social, Email, Videos, Collateral, and CRM Integration. Discounted pricing available to TD Advisors. We're a TD Affinity Platform Partner.

Wealthbox CRM

Wealthbox® is a leading CRM technology provider to financial advisors, RIA networks, and financial enterprise institutions. Known for its intuitive product design combined with powerful features, Wealthbox is made and operated by Starburst Labs, Inc.

YCharts

YCharts enables smarter investment decisions and improves client communication. Leverage the YCharts platform to 1. Increase Assets Under Management 2. Develop and Communicate Insights (to win new business and delight current clients) and 3. Monitor Markets & Macroeconomic Trends. Visit ycharts.com to learn more and access your free trial.