Jan 29-31 2020
Hyatt Regency
Orlando, FL
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Agenda

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Jan 29
Jan 30
Jan 31
Wednesday, January 29 2020
7:00 AM - 7:00 PM Registration and conference resources desk open
Agenda

Registration and conference resources desk open

8:00 AM - 8:45 AM Welcome breakfast with exhibitors
Agenda

Welcome breakfast with exhibitors

8:45 AM - 9:45 AM Introduction to blockchain and digital assets - Just another tulip bulb? Or global transformation?
Agenda

Introduction to blockchain and digital assets - Just another tulip bulb? Or global transformation?

Speakers

Ric Edelman, Founder, RIA Digital Assets Council Sunayna Tuteja, Head of Digital Assets, TD Ameritrade

Credits:

1 CFP CE Credit
1 I&W CE Credit

Keywords

Crypto
Crypto
9:45 AM - 10:00 AM Travel break
Agenda

Travel break

10:00 AM - 10:50 AM Firm strategy: Focus. Engage. Results.
Agenda

Firm strategy: Focus. Engage. Results.

Speakers

Andrew Town, VP, Institutional Consulting , TD Ameritrade

Keywords

Business Performance Solutions Strategy
Business Performance Solutions Strategy
10:00 AM - 12:00 PM Crypto/Blockchain session: Part 1
Agenda

Crypto/Blockchain session: Part 1

Speakers

Mark Yusko, CEO & CIO, Morgan Creek Capital Management Dara Albright, Advisors, EisnerAmper Gabor Gurbacs, Digital Asset Strategy, VanEck/MVIS Dave Abner, President, Dabner Capital Partners Jake Ryan, Founder & CIO, Tradecraft Capital

Credits:

2 CFP CE Credits
2 I&WI CE Credits

Keywords

Crypto
Crypto
10:00 AM - 12:00 PM CFP Ethics: New standards for a fiduciary world
Agenda

CFP Ethics: New standards for a fiduciary world

Speakers

Dan Candura, President, Candura Group, LLC

Credits:

2 CFP CE Credits
2 I&WI Ethics Credits
10:00 AM - 12:00 PM Morning workshop: Strategies for enhancing your retirement plan service model
Agenda

Morning workshop: Strategies for enhancing your retirement plan service model

Speakers

Frank Gregory, Sr. Business Development Consultant, Integrated Retirement

Credits:

2 CFP CE Credits
2 I&WI CE Credits

Keywords

Regulatory Retirement Plans
Regulatory Retirement Plans
10:00 AM - 12:00 PM Morning workshop: Digitize the day-to-day: Gain efficiencies through processes and technologies
Agenda

Morning workshop: Digitize the day-to-day: Gain efficiencies through processes and technologies

Speakers

Ashley Foster, Sr. Mgr, WMS Advisor Relations, TD Ameritrade Institutional Brandon Shirley, Sr. Mgr, WMS Advisor Relations, TD Ameritrade Institutional

Credits:

2 I&WI CE Credits

Keywords

Operations
Operations
10:00 AM - 12:00 PM Morning workshop: Estate and trust planning for a family business: A team approach
Agenda

Morning workshop: Estate and trust planning for a family business: A team approach

Speakers

Dean Zayed, CEO, Brookstone Capital Management Kurt Koehler, Estate Planning Attorney, National Advisors Trust Company Pat Agnew, Estate Planning Attorney, Agnew Law Office Kimberly Blascoe, Partner, Wipfli Amy Brewer , Senior Vice President of Commercial Banking , Illinois Bank & Trust

Credits:

2 CFP CE Credits
2 I&WI CE Credits

Keywords

Estate Planning
Estate Planning
10:00 AM - 12:00 PM Morning workshop: Step up your coaching skills
Agenda

Morning workshop: Step up your coaching skills

Speakers

Beverly D. Flaxington, The Human Behavior Coach ®, The Collaborative

Credits:

2 I&WI CE Credits

Keywords

Coaching Skills Business Performance Solutions Practice Management
Coaching Skills Business Performance Solutions Practice Management
10:50 AM - 11:10 AM Travel break
Agenda

Travel break

11:10 AM - 12:00 PM Practical portfolio protection
Agenda

Practical portfolio protection

Speakers

Michael McKerr, Senior Strategist, Institutional Trading Education, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Markets Trading
Markets Trading
11:10 AM - 12:00 PM Navigating the spectrum of retirement plan products at TD Ameritrade Institutional
Agenda

Navigating the spectrum of retirement plan products at TD Ameritrade Institutional

Speakers

Erin Redman, Manager, Retirement Products, TD Ameritrade Institutional Tom Vipond, Institutional Emerging Markets Consulting, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Employer Services TDARP HSAs Retirement Plans
Employer Services TDARP HSAs Retirement Plans
12:00 PM - 12:25 PM The Tortoise Teal Energy Deal | Sponsored by Tortoise
Agenda

The Tortoise Teal Energy Deal | Sponsored by Tortoise

Speakers

H. Kevin Birzer, CEO, Tortoise

Keywords

Markets
Markets
12:00 PM - 1:45 PM Lunch and explore
Agenda

Lunch and explore

12:30 PM - 1:30 PM Showcase speaker: John Bowen, Founder and CEO of CEG Worldwide "Are you an elite wealth manager? Learn ways to deliver exceptional value and pursue success."
Agenda

Showcase speaker: John Bowen, Founder and CEO of CEG Worldwide "Are you an elite wealth manager? Learn ways to deliver exceptional value and pursue success."

Speakers

John Bowen, Founder and CEO, CEG Worldwide

Credits:

1 I&WI CE Credit
1:00 PM - 1:45 PM 3 Ways Voice Technology Will Impact Your Business in 2020
Agenda

3 Ways Voice Technology Will Impact Your Business in 2020

Speakers

Emily Binder, Chief Strategist, Beetle Moment Marketing

Keywords

Marketing
Marketing
1:00 PM - 2:30 PM Crypto/Blockchain session: Part 2
Agenda

Crypto/Blockchain session: Part 2

Speakers

Mike Novogratz, Founder and CEO, Galaxy Digital Ryan Todd, Research Analyst, The Block

Credits:

1.5 CFP CE Credit
1.5 I&WI CE Credits

Keywords

Crypto
Crypto
1:30 PM - 3:30 PM CFP Ethics: New standards for a fiduciary world
Agenda

CFP Ethics: New standards for a fiduciary world

Speakers

Dan Candura, President, Candura Group, LLC

Credits:

2 CFP CE Credits
2 I&WI Ethics Credits
1:45 PM - 3:00 PM Cutting edge or bleeding edge
Agenda

Cutting edge or bleeding edge

Speakers

Joel Bruckenstein, CFP / FinTech Expert, Technology Tools for Today (T3) Teri Shepherd, President, Carson Group Heather Fortner, Partner, Chief Compliance Officer and Chief Operating Officer, SignatureFD Shannon Spotswood, President, RFG Advisory

Credits:

1.5 I&WI CE Credits

Keywords

Fintech Operations Practice Management
Fintech Operations Practice Management
1:45 PM - 3:00 PM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Keywords

Veo One Technology
Veo One Technology
1:45 PM - 4:45 PM Afternoon workshop: Leveraging investment solutions to help grow your business
Agenda

Afternoon workshop: Leveraging investment solutions to help grow your business

Speakers

Dani Fava, Director, Institutional Innovation, TD Ameritrade Institutional Joseph Barone, Director, Managed Accounts, TD Ameritrade Institutional Ken Courtney, Manager, Managed Account Sales, , TD Ameritrade Institutional Eileen Norton , Director, Investment Solutions , TD Ameritrade Institutional Alex Garfield, Prod Mgr, ETFs & Mutual Funds, TD Ameritrade Institutional

Credits:

3.5 CFP CE Credits
3 I&WI CE Credits

Keywords

iRebal Investing
iRebal Investing
1:45 PM - 4:45 PM Afternoon workshop: Trading in today's markets
Agenda

Afternoon workshop: Trading in today's markets

Speakers

Clint Cowles, Senior Strategist, Institutional Trading Education, TD Ameritrade Institutional Michael McKerr, Senior Strategist, Institutional Trading Education, TD Ameritrade Institutional Mike Turvey, Senior Strategist, Institutional Trading Education, TD Ameritrade Institutional Michael Gallagher, Director, Institutional Trading, TD Ameritrade Institutional Eddie Ybarra, Senior Manager, Institutional Trading, TD Ameritrade Institutional Steve Schoenfeld, Senior Manager, Institutional Fixed Income, TD Ameritrade Institutional

Credits:

3.5 CFP CE Credits
3 I&WI CE Credits

Keywords

Markets Trading
Markets Trading
1:45 PM - 4:45 PM Afternoon workshop: Propelling your retirement plan business
Agenda

Afternoon workshop: Propelling your retirement plan business

Speakers

Frank Pitten, Director, National RPS Sales, TD Ameritrade Institutional David Greene, Managing Partner, Greene Consulting

Credits:

3 I&WI CE Credits

Keywords

Sales TDARP Retirement Plans
Sales TDARP Retirement Plans
1:45 PM - 4:45 PM Afternoon workshop: How you structure your team matters
Agenda

Afternoon workshop: How you structure your team matters

Speakers

Eliza DePardo, Consultant, TD Ameritrade Institutional Kate Juelfs, COO,CCO, Foster Group Julie Waitman, CCO, COO, Verus Financial Partners

Credits:

3 I&WI CE Credits

Keywords

Organizational Design Business Performance Solutions Practice Management
Organizational Design Business Performance Solutions Practice Management
1:45 PM - 4:45 PM Afternoon workshop: iRebal® on Veo®: Go from newbie to user
Agenda

Afternoon workshop: iRebal® on Veo®: Go from newbie to user

Speakers

Chris Stryker, Product Manager, iRebal, TD Ameritrade Institutional Michael King, Senior Specialist, iRebal, TD Ameritrade Institutional Jason Kurpjuweit, Senior Product Manager, iRebal, TD Ameritrade Institutional

Credits:

3 I&WI CE Credits

Keywords

iRebal Rebalancing
iRebal Rebalancing
2:30 PM - 5:00 PM Crypto/Blockchain session: Part 3
Agenda

Crypto/Blockchain session: Part 3

Speakers

Ric Edelman, Founder, RIA Digital Assets Council Michael Sonnenshein, Managing Director, Grayscale Investments Craig Salm, Director, Legal, Grayscale Investments Matt Hougan, Global Head of Research, Bitwise Asset Management Joel Telpner, Partner, Sullivan & Worcester LLP

Credits:

2 CFP CE Credits
2 I&WI CE Credits

Keywords

Crypto
Crypto
3:00 PM - 4:00 PM Refreshment break with exhibitors
Agenda

Refreshment break with exhibitors

3:15 PM - 3:40 PM Voice-First Marketing: Optimizing for Voice Search
Agenda

Voice-First Marketing: Optimizing for Voice Search

Speakers

Samantha Allen, Sr. Specialist-Institutional Social & Search, TD Ameritrade

Keywords

Marketing
Marketing
4:00 PM - 4:50 PM Millennials vs. Gen Z: Yes, there is a difference
Agenda

Millennials vs. Gen Z: Yes, there is a difference

Speakers

Scott Zimmer, Generational Expert/Speaker/Consultant, Bridgeworks

Credits:

1 I&WI CE Credit

Keywords

Marketing
Marketing
4:00 PM - 4:50 PM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Keywords

Veo One Technology
Veo One Technology
5:00 PM - 5:25 PM Navigating the global cannabis ecosystem | Sponsored by ETFMG
Agenda

Navigating the global cannabis ecosystem | Sponsored by ETFMG

Speakers

Jason Wilson, ETFMG Cannabis Research and Banking Expert, ETFMG

Keywords

Markets Regulatory
Markets Regulatory
5:00 PM - 6:30 PM Welcome cocktail reception with exhibitors
Agenda

Welcome cocktail reception with exhibitors

5:00 PM - 6:30 PM Candid Conversations & Sparkling Reception | Sponsored by BlackRock
Agenda

Candid Conversations & Sparkling Reception | Sponsored by BlackRock

Speakers

Kate Healy, Managing Director, Generation Next, TD Ameritrade Institutional Lazetta Rainey Braxton, Founder/CEO, Financial Fountains Sonya Dreizler, Founder, Solutions with Sonya Dasarte Yarnway, Founder & Financial Advisor, Berknell Financial Group Hollie Fagan, Managing Director, BlackRock

Credits:

1 I&WI CE Credit

Keywords

Diversity and Inclusion
Diversity and Inclusion
5:45 PM - 6:10 PM Creating a powerful experience of on-demand, conversational client engagement | Sponsored by Moxtra
Agenda

Creating a powerful experience of on-demand, conversational client engagement | Sponsored by Moxtra

Speakers

Lisa Kaplan, VP of Relationship Development, Moxtra

Credits:

0.5 CFP CE Credit

Keywords

Client Experience
Client Experience
6:30 PM - 7:30 PM Dinner on your own
Agenda

Dinner on your own

Thursday, January 30 2020
7:00 AM - 7:45 AM Student Advisor Connection
Agenda

Student Advisor Connection

Keywords

Next Gen
Next Gen
7:00 AM - 7:45 AM Breakfast with exhibitors
Agenda

Breakfast with exhibitors

7:00 AM - 6:00 PM Registration and conference resources desk open
Agenda

Registration and conference resources desk open

8:00 AM - 10:00 AM Opening General session and technology panel
Agenda

Opening General session and technology panel

Speakers

Tom Nally, President, TD Ameritrade Institutional Abigail Posner, Head of Strategic Planning, Google Yancey Strickler, Co-founder and former CEO, Kickstarter Matthew Sekol, Strategic Technology Director, Microsoft US Capital Markets Nicholas Thompson, Editor-in-Chief, Wired

Credits:

2 I&WI CE Credits
10:00 AM - 10:30 AM Refreshment break with exhibitors
Agenda

Refreshment break with exhibitors

10:30 AM - 11:20 AM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Veo One Technology
Veo One Technology
10:30 AM - 11:20 AM Leveraging underutilized technology tools
Agenda

Leveraging underutilized technology tools

Speakers

Tom Roberts, VP, Technology Consulting, TD Ameritrade Institutional Todd McMullen, VP, Technology Consulting, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Fintech Technology
Fintech Technology
10:30 AM - 11:20 AM Panel discussion: Philanthropic strategies
Agenda

Panel discussion: Philanthropic strategies

Speakers

Kate Healy, Managing Director, Generation Next, TD Ameritrade Institutional Atul Sapkal, Senior Manager, HNW & Retirement Solutions, TD Ameritrade Institutional Dan Daniels, Partner, Wiggin and Dana Sara Rajo-Miller, Director, Miracle Mile Advisors

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Philanthropy
Philanthropy
10:30 AM - 11:20 AM iRebal® on Veo® and Model Market Center™: A powerful combination to boost efficiency
Agenda

iRebal® on Veo® and Model Market Center™: A powerful combination to boost efficiency

Speakers

Justin Di Filippo, Director, Technology Solutions, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

iRebal Rebalancing
iRebal Rebalancing
10:30 AM - 11:20 AM A model for the future: Model portfolio solutions and the client experience
Agenda

A model for the future: Model portfolio solutions and the client experience

Speakers

Brie Williams, Head of Practice Management, State Street Keith Medlock , Senior ETF Strategist, State Street

Credits:

1 CFP CE Credit

Keywords

Performance
Performance
10:30 AM - 11:20 AM How I grew my personal advisory practice
Agenda

How I grew my personal advisory practice

Speakers

Dean Zayed, CEO, Brookstone Capital Management

Credits:

1 I&WI CE Credit

Keywords

Growth
Growth
10:30 AM - 11:20 AM Understanding unconscious bias
Agenda

Understanding unconscious bias

Speakers

Stefanie Johnson, Professor, University of Colorado Leeds School of Business

Credits:

1 I&WI CE Credit

Keywords

Diversity and Inclusion Client Experience
Diversity and Inclusion Client Experience
10:30 AM - 11:20 AM Planning for aging
Agenda

Planning for aging

Speakers

Carolyn McClanahan, Director of Financial Planning, Life Planning Partners, Inc

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Longevity Planning
Longevity Planning
11:20 AM - 1:00 PM Lunch and explore
Agenda

Lunch and explore

11:30 AM - 12:15 PM Combatting fake news: Why exchange-traded funds won’t cause the next market selloff | Sponsored by State Street Global
Agenda

Combatting fake news: Why exchange-traded funds won’t cause the next market selloff | Sponsored by State Street Global

Speakers

Mike Arone, Chief Investment Strategist, Global SPDR Business, State Street Matt Bartolini, Head of SPDR Americas Research, State Street

Credits:

1 CFP CE Credit

Keywords

ETFs Growth
ETFs Growth
11:50 AM - 12:40 PM Showcase speaker: Annie Duke, Decision Strategist, Author, and Former Professional Poker Player.
Agenda

Showcase speaker: Annie Duke, Decision Strategist, Author, and Former Professional Poker Player.

Speakers

Annie Duke, Author, Speaker and Decision Strategist
12:40 PM - 1:30 PM Deep dive into philanthropy
Agenda

Deep dive into philanthropy

Speakers

Dan Daniels, Partner, Wiggin and Dana

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Philanthropy
Philanthropy
12:40 PM - 1:30 PM Strategic Investing in a Multi-Polar World | Sponsored by T. Rowe Price
Agenda

Strategic Investing in a Multi-Polar World | Sponsored by T. Rowe Price

Speakers

Chris Dillon, CFA- Investment Specialist- Capital Markets, T. Rowe Price Ryan Gemmell, CFA- Investment Specialist- International Equity , T. Rowe Price

Credits:

1 CFP CE Credit

Keywords

Longevity Planning Investing
Longevity Planning Investing
12:40 PM - 1:30 PM Panel discussion: Simplify portfolio construction with Model Market Center™
Agenda

Panel discussion: Simplify portfolio construction with Model Market Center™

Speakers

Ken Courtney, Manager, Managed Account Sales, , TD Ameritrade Institutional Nicholas Hopwood, President & CEO, Peak Wealth Management Clint Walkner, Founding Partner, WalknerCondon Financial Advisors

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Model Market Center
Model Market Center
12:40 PM - 1:30 PM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Veo One Technology
Veo One Technology
12:40 PM - 1:30 PM Mergers and acquisitions: Where the industry is heading
Agenda

Mergers and acquisitions: Where the industry is heading

Speakers

Jason Carver, VP of Mergers & Acquisitions, Carson Group Dave Barton, Vice Chairman, Mercer Global Advisors Scott Hanson, Senior Partner and Founding Principal, Allworth Financial David DeVoe, Managing Partner, DeVoe and Company

Credits:

1 I&WI CE Credit

Keywords

M&A Growth
M&A Growth
12:40 PM - 1:30 PM Tech(nically) speaking: NextGen clients
Agenda

Tech(nically) speaking: NextGen clients

Speakers

Allie Valentor, VP, Technology Consulting, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Next Gen/Tech Next Gen
Next Gen/Tech Next Gen
12:40 PM - 1:30 PM What's the Next Big Thing?
Agenda

What's the Next Big Thing?

Speakers

Dani Fava, Director, Institutional Innovation, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Fintech Technology
Fintech Technology
12:40 PM - 1:30 PM Five-year outlook: Navigate the market with confidence | Sponsored by FlexShares
Agenda

Five-year outlook: Navigate the market with confidence | Sponsored by FlexShares

Speakers

Bob Browne, Chief Investment Officer, FlexShares

Credits:

1 CFP CE Credit

Keywords

Markets Investing
Markets Investing
1:30 PM - 1:50 PM Travel break
Agenda

Travel break

1:50 PM - 2:40 PM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Veo One Technology
Veo One Technology
1:50 PM - 2:40 PM Liquidity, longevity, and legacy: The pillars of future-ready portfolios | Sponsored session by BlackRock
Agenda

Liquidity, longevity, and legacy: The pillars of future-ready portfolios | Sponsored session by BlackRock

Speakers

Brett Mossman, Managing Director, BlackRock

Credits:

1 CFP CE Credit

Keywords

Estate Planning ETFs iRebal Portfolio Protection Investing
Estate Planning ETFs iRebal Portfolio Protection Investing
1:50 PM - 2:40 PM Panel discussion: iRebal® on Veo® best practices
Agenda

Panel discussion: iRebal® on Veo® best practices

Speakers

Jessica Demartino, Product Manager, iRebal, TD Ameritrade Institutional Brett Engelking, Director of Business Operations & CCO, Ellenbecker Investment Group James Oliger, Senior Fund Analyst, Wealthquest Corporation Morgan Mabry, Certified Financial Planner, Client 1st Advisory Group

Credits:

1 I&WI CE Credit

Keywords

iRebal Rebalancing
iRebal Rebalancing
1:50 PM - 2:40 PM The modern HSA experience
Agenda

The modern HSA experience

Speakers

Shobin Uralil , COO, Lively

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

HSAs
HSAs
1:50 PM - 2:40 PM Spy the lie
Agenda

Spy the lie

Speakers

Susan Carnicero, Founding Partner, QVerity, Inc.

Credits:

1 I&WI CE Credit

Keywords

Body Language Client Experience
Body Language Client Experience
1:50 PM - 2:40 PM Niche market success stories
Agenda

Niche market success stories

Speakers

Vanessa Oligino, Director, Business Performance Solutions, TD Ameritrade Abraham Martinez, Financial Advisor/Chief Operating Officer, Brio Financial Group Sarah R Paris, Financial Advisor , DHG Wealth Advisors LLC Colin Wiens, Partner, CFP®, MBA , Larson Financial Group

Credits:

1 I&WI CE Credit

Keywords

Niche Marketing Marketing
Niche Marketing Marketing
1:50 PM - 2:40 PM Developing next generation leaders | Sponsored session by Dimensional Fund Advisors
Agenda

Developing next generation leaders | Sponsored session by Dimensional Fund Advisors

Speakers

Ben Walker, Head of Global Client Relationship Group and Vice President, Dimensional Fund Advisors

Keywords

Coaching Skills Employer Services Next Gen/Tech Growth
Coaching Skills Employer Services Next Gen/Tech Growth
1:50 PM - 2:40 PM Mapping the markets
Agenda

Mapping the markets

Speakers

Clint Cowles, Senior Strategist, Institutional Trading Education, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Markets Trading
Markets Trading
2:00 PM - 2:45 PM 3 Ways Voice Technology Will Impact Your Business in 2020
Agenda

3 Ways Voice Technology Will Impact Your Business in 2020

Speakers

Emily Binder, Chief Strategist, Beetle Moment Marketing

Keywords

Marketing
Marketing
2:40 PM - 3:10 PM Refreshment break with exhibitors
Agenda

Refreshment break with exhibitors

3:10 PM - 4:00 PM Six dimensions of standout performance: Large firms
Agenda

Six dimensions of standout performance: Large firms

Speakers

Eliza DePardo, Consultant, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Business Performance Solutions Performance
Business Performance Solutions Performance
3:10 PM - 4:00 PM Principles to maximize Advisor value and transform your firm's future
Agenda

Principles to maximize Advisor value and transform your firm's future

Speakers

Teri Shepherd, President, Carson Group Ron Carson, Founder and CEO, Carson Group Michael David, Managing Director, Partner & Wealth Advisor, Carson Wealth Tom Ruggie, President, Ruggie Wealth Management

Keywords

Diversity and Inclusion Client Experience
Diversity and Inclusion Client Experience
3:10 PM - 4:00 PM A growth mindset
Agenda

A growth mindset

Speakers

Jay Wampler, VP, Institutional Consulting , TD Ameritrade

Credits:

1 I&WI CE Credit

Keywords

Business Performance Solutions Growth
Business Performance Solutions Growth
3:10 PM - 4:00 PM The past is prologue: Perspective on today’s international markets from a pioneer in global equity investing | Sponsored session by Invesco
Agenda

The past is prologue: Perspective on today’s international markets from a pioneer in global equity investing | Sponsored session by Invesco

Speakers

George Evans, Chief Investment Officer, Global Equities, Invesco

Credits:

1 CFP CE Credit

Keywords

Markets Performance
Markets Performance
3:10 PM - 4:00 PM The Fixed Income Conundrum & Navigating the Prevailing Narrative | Sponsored by First Trust
Agenda

The Fixed Income Conundrum & Navigating the Prevailing Narrative | Sponsored by First Trust

Speakers

Paul McGinn, Fixed Income Strategist, Client Portfolio Manager, First Trust

Keywords

Investing
Investing
3:10 PM - 4:00 PM Enhance your practice with TD Ameritrade Lending Market Center
Agenda

Enhance your practice with TD Ameritrade Lending Market Center

Speakers

Will Mannon, Head of Sales, Mercer Advisors Bryan Loew, Head of Lending Sales, TD Bank Jim Mirasola , National Sales Director, TriState Capital Brian Bond, Director, TD Ameritrade Tyler Scallorn, Director, Institutional Cash & Banking, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Lending Market Center Liquidity
Lending Market Center Liquidity
3:10 PM - 4:00 PM Have you upgraded to Veo One®️?
Agenda

Have you upgraded to Veo One®️?

Speakers

Marcel Tsai, Senior Manager, Technology Solutions, TD Ameritrade Institutional Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Veo One Technology
Veo One Technology
4:00 PM - 4:15 PM Travel break
Agenda

Travel break

4:15 PM - 5:30 PM General session- A celebrity name. With a give-back game.
Agenda

General session- A celebrity name. With a give-back game.

Speakers

Marcus Lemonis, CEO, entrepreneur, and star, CNBC’s “The Profit”
5:30 PM - 5:55 PM Integrating longevity trends into your portfolio | Sponsored by WisdomTree
Agenda

Integrating longevity trends into your portfolio | Sponsored by WisdomTree

Speakers

Jeremy Schwartz, Executive Vice President, Global Head of Research, WisdomTree

Credits:

0.5 CFP CE Credit

Keywords

Markets
Markets
5:30 PM - 7:00 PM Cocktail reception with exhibitors
Agenda

Cocktail reception with exhibitors

Friday, January 31 2020
7:00 AM - 3:00 PM Registration and conference resources desk open
Agenda

Registration and conference resources desk open

7:30 AM - 8:20 AM Pancakes & policy: Navigating the new world of reg BI and SEC advisor rules
Agenda

Pancakes & policy: Navigating the new world of reg BI and SEC advisor rules

Speakers

Neil Simon, VP Government Relations, Investment Adviser Association Skip Schweiss, Managing Director of Advisor Advocacy, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Reg BI & SEC Regulatory Advocacy
Reg BI & SEC Regulatory Advocacy
7:30 AM - 8:30 AM Breakfast with exhibitors
Agenda

Breakfast with exhibitors

8:30 AM - 9:30 AM General session- A geo-political discussion with Ian Bremmer
Agenda

General session- A geo-political discussion with Ian Bremmer

Speakers

Ian Bremmer, President and Founder, Eurasia Group
9:30 AM - 10:00 AM Refreshment break with exhibitors
Agenda

Refreshment break with exhibitors

10:00 AM - 10:50 AM Panel discussion: What are your favorite workflows?
Agenda

Panel discussion: What are your favorite workflows?

Speakers

Craig Uhlenkott, Senior Manager, Technology Solutions, TD Ameritrade Institutional Nicole Starzynski, Manager Technology & Operations, Fragasso Financial Advisors Kelli McAninch, Operations Manager, GA Investment Management Erich Leidel, Director of Client Services, Affiance Financial

Credits:

1 I&WI CE Credit

Keywords

Workflows Technology
Workflows Technology
10:00 AM - 10:50 AM How Advisors use options to grow their businesses
Agenda

How Advisors use options to grow their businesses

Speakers

Mike Turvey, Senior Strategist, Institutional Trading Education, TD Ameritrade Institutional Scott Elisha, Portfolio Manager and Options Strategist, Perigon Wealth Management Jay Pestrichelli, CEO, ZEGA Financial, LLC Chris Recker, Partner, Chief Investment Officer, AZA Capital Management

Credits:

1 I&WI CE Credit

Keywords

Trading
Trading
10:00 AM - 10:50 AM Retirement plan legislative & regulatory update
Agenda

Retirement plan legislative & regulatory update

Speakers

Thomas Clark, Partner, The Wagner Law Group

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Regulatory Retirement Plans
Regulatory Retirement Plans
10:00 AM - 10:50 AM A Guide to International Investing | Sponsored by Capital Group
Agenda

A Guide to International Investing | Sponsored by Capital Group

Speakers

Steven Sperry, Sr. Investment Product Specialist, Capital Group

Credits:

1 CFP CE Credit

Keywords

Growth
Growth
10:00 AM - 10:50 AM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Veo One Technology
Veo One Technology
10:00 AM - 10:50 AM Panel discussion: Is your firm cyber-safe?
Agenda

Panel discussion: Is your firm cyber-safe?

Speakers

Joel Bruckenstein, CFP / FinTech Expert, Technology Tools for Today (T3) Brian Edelman, Cybersecurity Expert / CEO, FCI Sheila Cuffari-Agasi, Executive Vice President, United Planners Jack McCormack, Chief Information Officer, Sanctuary Wealth

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Cybersecurity
Cybersecurity
10:00 AM - 10:50 AM Understanding & marketing to today’s high net worth Investor | Sponsored by Goldman, Sachs & Co.
Agenda

Understanding & marketing to today’s high net worth Investor | Sponsored by Goldman, Sachs & Co.

Speakers

Steven Weill, Senior Business Strategist, Goldman Sachs

Keywords

Business Performance Solutions Client Experience
Business Performance Solutions Client Experience
10:00 AM - 10:50 AM Digital asset investment and advisory strategies
Agenda

Digital asset investment and advisory strategies

Speakers

Tyrone Ross, Financial Consultant , 401

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Crypto
Crypto
10:50 AM - 11:10 AM Travel break
Agenda

Travel break

11:10 AM - 12:00 PM TD Ameritrade Retirement Plan onboarding: An Advisor's journey
Agenda

TD Ameritrade Retirement Plan onboarding: An Advisor's journey

Speakers

Frank Pitten, Director, National RPS Sales, TD Ameritrade Institutional Jesse Frehling, Vice President of Wealth Management, Focused Wealth Management Cyrus Amini, CIO, Charlesworth & Rugg, Inc.

Credits:

1 I&WI CE Credit

Keywords

TDARP Retirement Plans
TDARP Retirement Plans
11:10 AM - 12:00 PM Building a bridge to Generation Next
Agenda

Building a bridge to Generation Next

Speakers

Kate Healy, Managing Director, Generation Next, TD Ameritrade Institutional Lazetta Rainey Braxton, Founder/CEO, Financial Fountains

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

Culture Next Gen
Culture Next Gen
11:10 AM - 12:00 PM The new AdvisorClient.com: It's here and it's better than ever
Agenda

The new AdvisorClient.com: It's here and it's better than ever

Speakers

Robert Petek, Senior Manager, Technology Solutions, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Technology
Technology
11:10 AM - 12:00 PM 2020: Big year, big choices to define a new decade | Sponsored by Federated Investors
Agenda

2020: Big year, big choices to define a new decade | Sponsored by Federated Investors

Speakers

Steven Chiavarone, Vice President Portfolio Manager Equity Strategist, Federated Deborah Cunningham, Chief Investment Officer Global Liquidity Markets Senior Portfolio Manager Executive Vice President, Federated
11:10 AM - 12:00 PM Six dimensions of standout performance: Emerging firms
Agenda

Six dimensions of standout performance: Emerging firms

Speakers

Eliza DePardo, Consultant, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Business Performance Solutions Performance
Business Performance Solutions Performance
11:10 AM - 12:00 PM The New ETF Rule
Agenda

The New ETF Rule

Speakers

Erik Johnson, BD Relationship Trader, TD Ameritrade Institutional Tom Generazio, BD Relationship Trader, TD Ameritrade Institutional

Credits:

1 CFP CE Credit
1 I&WI CE Credit

Keywords

ETFs Trading
ETFs Trading
11:10 AM - 12:00 PM 6 Portfolio Problems You Don't Know You Have | Sponsored by Northern Trust Asset Management
Agenda

6 Portfolio Problems You Don't Know You Have | Sponsored by Northern Trust Asset Management

Speakers

Michael Hunstad, PhD, Global Head of Quantitative Strategies, Northern Trust Asset Management Nadia Papagiannis, Practice Lead, Multi-Asset Strategies, Northern Trust Asset Management

Credits:

1 CFP CE Credit

Keywords

Growth
Growth
11:10 AM - 12:00 PM Veo One®️ Tips and Tricks
Agenda

Veo One®️ Tips and Tricks

Speakers

Michael Madrid, Manager, Technology Solutions, TD Ameritrade Institutional Rey Pajarillo, Senior Product Manager, TD Ameritrade Institutional Charles Fargo, Product Manager, TD Ameritrade Institutional

Credits:

1 I&WI CE Credit

Keywords

Veo One Technology
Veo One Technology
12:00 PM - 2:30 PM Lunch and explore
Agenda

Lunch and explore

12:15 PM - 12:40 PM Why Podcasts Matter
Agenda

Why Podcasts Matter

Speakers

Mary Kate Gulick, Director, Digital & Content Marketing, TD Ameritrade

Keywords

Marketing
Marketing
12:30 PM - 1:30 PM Showcase speaker: Alex Sheen, Founder of Because I Said I Would
Agenda

Showcase speaker: Alex Sheen, Founder of Because I Said I Would

Speakers

Alex Sheen, Founder, Because I Said I Would
2:00 PM - 3:00 PM LINCx- Future Stock and bond returns: Introducing the Siegel-WisdomTree model portfolios
Agenda

LINCx- Future Stock and bond returns: Introducing the Siegel-WisdomTree model portfolios

Speakers

Jeremy Siegel, Russell E. Palmer Professor of Finance at The Wharton School of the University of Pennsylvania, WisdomTree
2:00 PM - 4:00 PM LINCx- How to give back (and help grow your practice) through Opportunity Zones
Agenda

LINCx- How to give back (and help grow your practice) through Opportunity Zones

Speakers

Brandon Lacoff, CEO, Belpointe Capital Kevin O'Leary, Top Business Speaker, Respected Investor, Author, Venture Capitalist, and Star of ABC’s Shark Tank Reality Show, ABC Jeff Tomasulo, CEO and Head Portfolio Manager, Vespula Capital LLCc
2:00 PM - 5:00 PM LINCx- Enabling effective leadership in a VUCA* environment
Agenda

LINCx- Enabling effective leadership in a VUCA* environment

Speakers

COL John Vermeesch, Colonel, Thayer Leader Development Group at West Point
2:00 PM - 5:00 PM LINCx- Leadership communication that embodies passion, purpose, and presence | Sponsored by AdvisorEngine
Agenda

LINCx- Leadership communication that embodies passion, purpose, and presence | Sponsored by AdvisorEngine

Speakers

Victor Barbella, Master Facilitator, Speaker and Coach on Storytelling, Presence and Communication, ARIEL GROUP
2:00 PM - 5:00 PM LINCx- Securing the future of your firm - how to prepare to buy, sell, or merge
Agenda

LINCx- Securing the future of your firm - how to prepare to buy, sell, or merge

Speakers

Walter Booker, Chief of Staff, Market Counsel Bob Lipsey, Business Transaction Counsel, Hamburger Law Firm, MarketCounsel

Keywords

M&A Growth
M&A Growth
7:00 PM - 10:00 PM Final night concert with Colin Hay and O.A.R.
Agenda

Final night concert with Colin Hay and O.A.R.

Agenda as of December 9, 2019
*subject to change